APPLIED OPTOELECTRONICS, INC. - Director's Dealing 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2014-11-05

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-11-05	Common Stock, $0.001 par value	S	100	$15.61	Disposed	2000	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.63	Disposed	1900	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.66	Disposed	1800	Direct
2014-11-05	Common Stock, $0.001 par value	S	200	$15.61	Disposed	1600	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.66	Disposed	1500	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.67	Disposed	1400	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.7	Disposed	1300	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.5775	Disposed	1200	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.76	Disposed	1100	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.76	Disposed	1000	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.65	Disposed	900	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.7	Disposed	800	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.74	Disposed	700	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.74	Disposed	600	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.76	Disposed	500	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.77	Disposed	400	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.7625	Disposed	300	Direct
2014-11-05	Common Stock, $0.001 par value	S	200	$15.76	Disposed	100	Direct
2014-11-05	Common Stock, $0.001 par value	S	100	$15.5801	Disposed	0	Direct

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-11-05	Incentive Stock Option (Right to Buy)	$6.00	M	367	Disposed	2019-10-19	Common Stock, $0.001 par value (367)	Direct
2014-11-05	Incentive Stock Option (Right to Buy)	$6.00	M	538	Disposed	2019-10-19	Common Stock, $0.001 par value (538)	Direct

F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated May 13, 2014.

F2: Options fully vested.