APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2014

Aug 4, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2014-08-01

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks below)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-08-01	Common Stock, $0.001 par value	S	100	$18.15	Disposed	5532	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.15	Disposed	5432	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.15	Disposed	5332	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.15	Disposed	5232	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.04	Disposed	5132	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.04	Disposed	5032	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.04	Disposed	4932	Direct
2014-08-01	Common Stock, $0.001 par value	S	200	$17.91	Disposed	4732	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$17.85	Disposed	4632	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$17.85	Disposed	4532	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$17.85	Disposed	4432	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.10	Disposed	4332	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.10	Disposed	4232	Direct
2014-08-01	Common Stock, $0.001 par value	S	26	$18.04	Disposed	4206	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.04	Disposed	4106	Direct
2014-08-01	Common Stock, $0.001 par value	S	400	$18.00	Disposed	3706	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.00	Disposed	3606	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.15	Disposed	3506	Direct
2014-08-01	Common Stock, $0.001 par value	S	100	$18.04	Disposed	3406	Direct

Footnotes

F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated May 13, 2014.