APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2014

Feb 26, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2014-02-24

Reporting Person: Murry Stefan J. (Chief Strategy Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-02-24	Common Stock, $0.001 par value	M	900	$3.00	Acquired	4130	Direct
2014-02-24	Common Stock, $0.001 par value	F	383	$20.67	Disposed	3747	Direct
2014-02-24	Common Stock, $0.001 par value	M	1833	$4.50	Acquired	5580	Direct
2014-02-24	Common Stock, $0.001 par value	F	400	$20.67	Disposed	5180	Direct
2014-02-24	Common Stock, $0.001 par value	M	1370	$4.50	Acquired	6550	Direct
2014-02-24	Common Stock, $0.001 par value	F	299	$20.67	Disposed	6251	Direct
2014-02-24	Common Stock, $0.001 par value	M	2000	$6.00	Acquired	8251	Direct
2014-02-24	Common Stock, $0.001 par value	F	581	$20.67	Disposed	7670	Direct
2014-02-24	Common Stock, $0.001 par value	M	2667	$6.00	Acquired	10337	Direct
2014-02-24	Common Stock, $0.001 par value	F	775	$20.67	Disposed	9562	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-02-24	Non-Qualified Stock Option (Right to Buy)	$3.00	M	900	Disposed	2014-12-31	Common Stock, $0.001 par value (900)	Direct
2014-02-24	Incentive Stock Option (Right to Buy)	$4.50	M	1833	Disposed	2014-07-31	Common Stock, $0.001 par value (1833)	Direct
2014-02-24	Incentive Stock Option (Right to Buy)	$4.50	M	1370	Disposed	2014-12-31	Common Stock, $0.001 par value (1370)	Direct
2014-02-24	Incentive Stock Option (Right to Buy)	$6.00	M	2000	Disposed	2019-10-19	Common Stock, $0.001 par value (2000)	Direct
2014-02-24	Incentive Stock Option (Right to Buy)	$6.00	M	2667	Disposed	2019-10-19	Common Stock, $0.001 par value (2667)	Direct

Footnotes

F1: Options fully vested.