APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2014

Jan 29, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2014-01-27

Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-01-27	Common Stock, $0.001 par value	M	2	$6.00	Acquired	71453	Direct
2014-01-27	Common Stock, $0.001 par value	M	3438	$7.50	Acquired	71453	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-01-27	Incentive Stock Option (Right to Buy)	$6.00	M	2	Disposed	2019-05-29	Common Stock, $0.001 par value (2)	Direct
2014-01-27	Incentive Stock Option (Right to Buy)	$7.50	M	3438	Disposed	2015-06-09	Common Stock, $0.001 par value (3438)	Direct

Footnotes

F1: Options fully vested.