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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2014
Jan 2, 2014
31853_dirs_2014-01-02_10522bcd-7958-4f8f-acce-ebc9473c689e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2013-12-31
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-31 | Common Stock, $0.001 par value | M | 1819 | $6.00 | Acquired | 1819 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-31 | Non-Qualified Stock Option (Right to Buy) | $6.00 | M | 1819 | Disposed | 2018-02-12 | Common Stock, $0.001 par value (1819) | Direct |
Footnotes
F1: Options fully vested.
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