APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2013

Sep 30, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2013-09-26

Reporting Person: Yeh Shu-Hua (Joshua) (** See Remarks below)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-09-26	Incentive Stock Option (Right to Buy)	$9.96	A	12000	Acquired	2023-09-26	Common Stock, $0.001 par value (12000)	Direct

Footnotes

F1: The stock option grant vests as to 1/4th of the total number of shares on September 26, 2014 and thereafter vests and shall continue to vest as to 1/6th of the remainder of the shares in equal semi-annual installments until all shares have vested.