APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2013

Sep 25, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2013-09-25

Reporting Person: DUNN JAMES L JR (Chief Financial Officer)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Incentive Stock Option (Right to Buy)	$7.50	2023-01-18	Common Stock, $0.001 par value (10000)		Direct

Footnotes

F1: The stock option grant vests as to 1/4th of the total number of shares on January 1, 2014 and thereafter vests and shall continue to vest as to 1/6th of the remainder of the shares in equal semi-annual installments until all shares have vested.