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APPLIED MATERIALS INC /DE Director's Dealing 2019

Jan 3, 2019

29806_dirs_2019-01-03_96895d6d-04d0-4da0-9987-ed6d8416ed3f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2018-12-31

Reporting Person: CHEN XUN (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-31 Common Stock A 219 Acquired 24397 Direct

Footnotes

F1: Represents number of restricted stock units automatically acquired based on a value of $32.74 per share, the closing price of Applied Materials, Inc. common stock on December 31, 2018, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2: Number of shares includes: (a) 10,278 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board and (b) 3,789 restricted stock units previously reported that are scheduled to vest in March 2019 (subject to continued service as a director through the vest date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.