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APPLIED MATERIALS INC /DE — Director's Dealing 2019
Sep 9, 2019
29806_dirs_2019-09-09_431ec4a8-c558-43c3-ad72-8c9e1e3b7e03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2019-09-05
Reporting Person: POWELL DENNIS D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-05 | Common Stock | S | 25218 | $51.44 | Disposed | 69447 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.12 to $51.72, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2: Number of shares includes 64,858 restricted stock units previously reported, of which (a) 58,870 restricted stock units have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied board of directors, and (b) 5,988 restricted stock units will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2020 (subject to continued service as a director through the vesting date).