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APPLIED MATERIALS INC /DE — Director's Dealing 2016
Apr 8, 2016
29806_dirs_2016-04-07_21588ba3-b3d5-4d9e-ac9b-3c241f5a4e29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2016-04-06
Reporting Person: JAMES SUSAN M. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-06 | Common Stock | S | 8980 | $20.78 | Disposed | 70373 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.73 to $20.86, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4.
F2: Number of shares includes 70,373 restricted stock units previously reported, of which (a) 60,154 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 10,219 units are scheduled to vest in March 2017 (subject to continued service as a director through the vest date).