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APPLIED MATERIALS INC /DE — Director's Dealing 2013
Mar 8, 2013
29806_dirs_2013-03-07_d374dcef-0db8-41f4-9706-0c559dedace7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2013-03-05
Reporting Person: SWAN ROBERT HOLMES (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-05 | Common Stock | A | 14556 | — | Acquired | 100735 | Direct |
Footnotes
F1: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2014 (subject to continued service as a director through the vest date). Pursuant to Mr. Swan's election to defer, any shares that vest from this grant will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.
F2: Number of shares includes 28,939 restricted stock units previously reported, of which (a) 18,537 units have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Board and (b) 10,402 units are scheduled to vest in installments during each March of 2014 and 2015 and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each applicable vest date).