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APPLIED MATERIALS INC /DE Director's Dealing 2013

Oct 1, 2013

29806_dirs_2013-09-30_4d6a8067-369b-4962-96de-54a58739e756.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2013-09-26

Reporting Person: Kerley Jay (GVP, Chief Information Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-26 Common Stock M 5600 $17.68 Acquired 129975 Direct
2013-09-26 Common Stock S 5600 $17.77 Disposed 124375 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-26 Employee Stock Option (Right to Buy) $17.68 M 5600 Disposed 2013-10-03 Common Stock (5600) Direct

Footnotes

F1: Represents an exercise of a portion of a stock option that would have expired on October 3, 2013, if not exercised.

F2: Number of shares consists of 124,375 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,750 units are scheduled to vest in December 2013; (b) 73,125 units are scheduled to vest during each January of 2014 through 2017; (c) 7,500 units are scheduled to vest in February 2014; and (d) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date).

F3: Shares became exercisable in three equal installments beginning on August 31, 2007.