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APPLIED MATERIALS INC /DE — Director's Dealing 2013
Oct 1, 2013
29806_dirs_2013-09-30_4d6a8067-369b-4962-96de-54a58739e756.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2013-09-26
Reporting Person: Kerley Jay (GVP, Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-26 | Common Stock | M | 5600 | $17.68 | Acquired | 129975 | Direct |
| 2013-09-26 | Common Stock | S | 5600 | $17.77 | Disposed | 124375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-26 | Employee Stock Option (Right to Buy) | $17.68 | M | 5600 | Disposed | 2013-10-03 | Common Stock (5600) | Direct |
Footnotes
F1: Represents an exercise of a portion of a stock option that would have expired on October 3, 2013, if not exercised.
F2: Number of shares consists of 124,375 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,750 units are scheduled to vest in December 2013; (b) 73,125 units are scheduled to vest during each January of 2014 through 2017; (c) 7,500 units are scheduled to vest in February 2014; and (d) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date).
F3: Shares became exercisable in three equal installments beginning on August 31, 2007.