AI assistant
APPLIED MATERIALS INC /DE — Director's Dealing 2013
Oct 7, 2013
29806_dirs_2013-10-07_c2beec7f-432f-49f0-849e-c7b7429a75b7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2013-10-04
Reporting Person: Iannotti Thomas J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-04 | Common Stock | M | 25000 | $17.35 | Acquired | 110845 | Direct |
| 2013-10-04 | Common Stock | S | 25000 | $17.45 | Disposed | 85845 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-04 | Director Stock Option (Right to Buy) | $17.35 | M | 25000 | Disposed | 2013-10-30 | Common Stock (25000) | Direct |
Footnotes
F1: Represents an exercise of a stock option that would have expired on October 30, 2013, if not exercised.
F2: Number of shares includes 24,958 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (subject to continued service as a director through each applicable vest date).
F3: Shares became exercisable in four equal installments beginning on October 30, 2007.