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APPLIED MATERIALS INC /DE — Director's Dealing 2012
Oct 10, 2012
29806_dirs_2012-10-09_0e25328f-64a7-4e57-a8b6-fa46c2cf5597.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2012-10-05
Reporting Person: SWAN ROBERT HOLMES (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-05 | Common Stock | P | 2000 | $11.21 | Acquired | 79289 | Direct |
| 2012-10-05 | Common Stock | P | 6890 | $11.22 | Acquired | 86179 | Direct |
Footnotes
F1: Number of shares includes 51,021 restricted stock units previously reported, of which (a) 11,302 units have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock and paid to him on the date of his termination of service from the Applied Board of Directors (the "Board"), (b) 22,082 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2013, and (c) 17,637 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).