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APPLIED MATERIALS INC /DE — Director's Dealing 2012
Dec 8, 2012
29806_dirs_2012-12-07_356636b4-e185-408a-87b0-ad4b0cc7a4ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED MATERIALS INC /DE (AMAT)
CIK: 0000006951
Period of Report: 2011-06-22
Reporting Person: ROGERS JAMES E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-22 | Common Stock | P | 265.655 | $12.65 | Acquired | 97895.655 | Direct |
| 2011-09-21 | Common Stock | P | 298.486 | $11.33 | Acquired | 98194.141 | Direct |
| 2011-12-14 | Common Stock | P | 320.996 | $10.61 | Acquired | 98515.137 | Direct |
| 2012-03-15 | Common Stock | P | 271.296 | $12.65 | Acquired | 115445.433 | Direct |
| 2012-06-14 | Common Stock | P | 399.602 | $10.85 | Acquired | 115845.035 | Direct |
| 2012-09-13 | Common Stock | P | 375.143 | $11.65 | Acquired | 116220.178 | Direct |
Footnotes
F1: Represents number of shares acquired under a broker-administered dividend reinvestment program that automatically reinvested dividends paid on Applied Materials, Inc. ("Applied") common stock.
F2: Number of shares includes 55,630 restricted stock units previously reported, of which (a) 14,913 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board of Directors (the "Board"); (b) 5,000 units are scheduled to vest in April 2012, and (c) 35,717 units are scheduled to vest in installments during each March of 2012 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).
F3: Number of shares includes 72,289 restricted stock units previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board; (b) 5,000 units are scheduled to vest in April 2012, and (c) 39,719 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).
F4: Number of shares includes 67,289 restricted stock units previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board; and (b) 39,719 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).