AI assistant
Apple Inc. — Director's Dealing 2024
Apr 3, 2024
29735_dirs_2024-04-03_e5208f5e-297c-4930-82d1-b225188d4d6c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2024-04-01
Reporting Person: COOK TIMOTHY D (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-01 | Common Stock | M | 196410 | — | Acquired | 3476590 | Direct |
| 2024-04-01 | Common Stock | S | 99183 | $170.03 | Disposed | 3377407 | Direct |
| 2024-04-02 | Common Stock | S | 97062 | $168.62 | Disposed | 3280345 | Direct |
| 2024-04-02 | Common Stock | S | 165 | $169.30 | Disposed | 3280180 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-01 | Restricted Stock Unit | $ | M | 111329 | Disposed | Common Stock (111329) | Direct | |
| 2024-04-01 | Restricted Stock Unit | $ | M | 85081 | Disposed | Common Stock (85081) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on January 31, 2024 of 127 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2023 through January 31, 2024.
F3: These shares are held through Mr. Cook's trust.
F4: Shares withheld by Apple to satisfy tax withholding requirements on settlement of restricted stock units.
F5: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022.
F6: This transaction was executed in multiple trades at prices ranging from $168.255 to $169.195; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F7: This award was granted on September 27, 2020. 111,329 restricted stock units subject to the award settled on each of April 1, 2023 and April 1, 2024 and 111,329 restricted stock units are scheduled to settle on April 1, 2025.
F8: This award was granted on September 26, 2021. 85,081 restricted stock units subject to the award settled on April 1, 2024 and 85,080 restricted stock units are scheduled to settle on each of April 1, 2025 and April 1, 2026.