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Apple Inc. — Director's Dealing 2024
Apr 17, 2024
29735_dirs_2024-04-17_3b03044c-449e-4331-94b8-d8d4659ff6b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2024-04-15
Reporting Person: KONDO CHRIS (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-15 | Common Stock | M | 8119 | — | Acquired | 37397 | Direct |
| 2024-04-15 | Common Stock | F | 3120 | $172.69 | Disposed | 34277 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-15 | Restricted Stock Unit | $ | M | 2227 | Disposed | Common Stock (2227) | Direct | |
| 2024-04-15 | Restricted Stock Unit | $ | M | 1915 | Disposed | Common Stock (1915) | Direct | |
| 2024-04-15 | Restricted Stock Unit | $ | M | 2078 | Disposed | Common Stock (2078) | Direct | |
| 2024-04-15 | Restricted Stock Unit | $ | M | 1899 | Disposed | Common Stock (1899) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on January 31, 2024 of 104 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2023 through January 31, 2024.
F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4: This award was granted on September 27, 2020. 12.5% of the award vested on April 15, 2021 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2024, assuming continued employment through the applicable vesting date.
F5: This award was granted on September 26, 2021. 12.5% of the award vested on April 15, 2022 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2025, assuming continued employment through the applicable vesting date.
F6: This award was granted on September 25, 2022. 12.5% of the award vested on April 15, 2023 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2026, assuming continued employment through the applicable vesting date.
F7: This award was granted on October 1, 2023. 12.5% of the award vested on April 15, 2024 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2027, assuming continued employment through the applicable vesting date.