Apple Inc. — Director's Dealing 2023

Apr 4, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2023-04-01

Reporting Person: COOK TIMOTHY D (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-04-01	Common Stock	M	111329	—	Acquired	3391381	Direct
2023-04-01	Common Stock	F	55257	$164.90	Disposed	3336124	Direct
2023-04-03	Common Stock	S	26623	$164.67	Disposed	3309501	Direct
2023-04-03	Common Stock	S	29449	$165.62	Disposed	3280052	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-04-01	Restricted Stock Unit	$	M	111329	Disposed		Common Stock (111329.0)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2: The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022 and on January 31, 2023 of 154 shares of Apple Inc.'s common stock for the ESPP purchase period of August 1, 2022 through January 31, 2023.

F3: These shares are held through Mr. Cook's trust.

F4: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

F5: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022.

F6: This transaction was executed in multiple trades at prices ranging from $164.27 to $164.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F7: This transaction was executed in multiple trades at prices ranging from $165.41 to $165.845; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F8: This award was granted on September 27, 2020. 111,329 restricted stock units subject to the award vested on April 1, 2023 and 111,329 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date.