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Apple Inc. — Director's Dealing 2023
Apr 4, 2023
29735_dirs_2023-04-04_6a504cd5-aca2-47ac-bdf1-0b974933ea4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2023-04-01
Reporting Person: Maestri Luca (Senior Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-13 | Common Stock | G | 703 | — | Disposed | 109970 | Direct |
| 2023-04-01 | Common Stock | M | 149684 | — | Acquired | 259809 | Direct |
| 2023-04-01 | Common Stock | F | 79488 | $164.90 | Disposed | 180321 | Direct |
| 2023-04-03 | Common Stock | G | 2464 | — | Disposed | 177857 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-01 | Restricted Stock Unit | $ | M | 59064 | Disposed | Common Stock (59064.0) | Direct | |
| 2023-04-01 | Restricted Stock Unit | $ | M | 60932 | Disposed | Common Stock (60932.0) | Direct | |
| 2023-04-01 | Restricted Stock Unit | $ | M | 29688 | Disposed | Common Stock (29688.0) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on January 31, 2023 of 155 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2022 through January 31, 2023
F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on each of April 1, 2022 and April 1, 2023.
F5: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date.
F6: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date.