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Apple Inc. — Director's Dealing 2023
Aug 8, 2023
29735_dirs_2023-08-08_bb5bbbf0-2ec7-437e-8c8b-a3d0032659ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2023-08-05
Reporting Person: O'BRIEN DEIRDRE (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-05 | Common Stock | M | 31896 | — | Acquired | 168341 | Direct |
| 2023-08-05 | Common Stock | F | 16477 | $181.99 | Disposed | 151864 | Direct |
| 2023-08-07 | Common Stock | S | 15419 | $178.56 | Disposed | 136445 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-05 | Restricted Stock Unit | $ | M | 31896 | Disposed | Common Stock (31896) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on July 31, 2023 of 1 share of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2023 through July 31, 2023.
F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
F4: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.
F5: This transaction was executed in multiple trades at prices ranging from $178.08 to $179.005; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F6: This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on August 5, 2021, August 5, 2022 and August 5, 2023.