Apple Inc. — Director's Dealing 2023

Oct 17, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2023-10-15

Reporting Person: KONDO CHRIS (Principal Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-10-15	Common Stock	M	10785	—	Acquired	44765	Direct
2023-10-15	Common Stock	F	5272	$178.85	Disposed	39493	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-10-15	Restricted Stock Unit	$	M	4568	Disposed		Common Stock (4568)	Direct
2023-10-15	Restricted Stock Unit	$	M	2226	Disposed		Common Stock (2226)	Direct
2023-10-15	Restricted Stock Unit	$	M	1914	Disposed		Common Stock (1914)	Direct
2023-10-15	Restricted Stock Unit	$	M	2077	Disposed		Common Stock (2077)	Direct

Footnotes

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: The number of securities reported reflects the acquisition on July 31, 2023 of 34 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2023 through July 31, 2023.

F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F4: This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2023.

F5: This award was granted on September 27, 2020. 12.5% of the award vested on April 15, 2021 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2024, assuming continued employment through the applicable vesting date.

F6: This award was granted on September 26, 2021. 12.5% of the award vested on April 15, 2022 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2025, assuming continued employment through the applicable vesting date.

F7: This award was granted on September 25, 2022. 12.5% of the award vested on April 15, 2023 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2026, assuming continued employment through the applicable vesting date.