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Apple Inc. — Director's Dealing 2022
Apr 19, 2022
29735_dirs_2022-04-19_88b6759e-b17d-4555-ab41-662ee01d9218.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2022-04-15
Reporting Person: O'BRIEN DEIRDRE (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-15 | Common Stock | M | 16612 | — | Acquired | 152902 | Direct |
| 2022-04-15 | Common Stock | F | 8612 | $165.29 | Disposed | 144290 | Direct |
| 2022-04-18 | Common Stock | S | 4569 | $164.54 | Disposed | 139721 | Direct |
| 2022-04-18 | Common Stock | S | 3431 | $165.41 | Disposed | 136290 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-15 | Restricted Stock Unit | $ | M | 16612 | Disposed | Common Stock (16612.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.
F4: This transaction was executed in multiple trades at prices ranging from $164.00 to $164.98; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F5: This transaction was executed in multiple trades at prices ranging from $165.12 to $165.63; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F6: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.