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Apple Inc. — Director's Dealing 2022
Apr 5, 2022
29735_dirs_2022-04-05_3e57e0ac-c80c-4262-ae9a-ec493ffb39a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apple Inc. (AAPL)
CIK: 0000320193
Period of Report: 2022-04-01
Reporting Person: WILLIAMS JEFFREY E (COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-01 | Common Stock | M | 204932 | — | Acquired | 694594 | Direct |
| 2022-04-01 | Common Stock | F | 99031 | $174.31 | Disposed | 595563 | Direct |
| 2022-04-04 | Common Stock | S | 63164 | $177.46 | Disposed | 532399 | Direct |
| 2022-04-04 | Common Stock | S | 42737 | $178.19 | Disposed | 489662 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-01 | Restricted Stock Unit | $ | M | 84932 | Disposed | Common Stock (84932.0) | Direct | |
| 2022-04-01 | Restricted Stock Unit | $ | M | 59064 | Disposed | Common Stock (59064.0) | Direct | |
| 2022-04-01 | Restricted Stock Unit | $ | M | 60936 | Disposed | Common Stock (60936.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022.
F3: The shares are held through Mr. Williams' living trust.
F4: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
F5: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.
F6: This transaction was executed in multiple trades at prices ranging from $177.01 to $178.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F7: This transaction was executed in multiple trades at prices ranging from $178.01 to $178.455; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F8: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020, April 1, 2021, and April 1, 2022.
F9: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on April 1, 2022. 59,064 restricted stock units are scheduled to vest on April 1, 2023, assuming continued employment through the applicable vesting date.
F10: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.