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Apple Inc. — Director's Dealing 2017
Apr 4, 2017
29735_dirs_2017-04-04_ea70a289-e267-42b1-949b-e2bce521eab2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2017-04-01
Reporting Person: Cue Eduardo H (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-01 | Common Stock | M | 94010 | — | Acquired | 94246 | Direct |
| 2017-04-01 | Common Stock | F | 46214 | $143.66 | Disposed | 48032 | Direct |
| 2017-04-01 | Common Stock | G | 48032 | — | Disposed | 0 | Direct |
| 2017-04-01 | Common Stock | G | 48032 | — | Acquired | 49496 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-01 | Restricted Stock Unit | $ | M | 53055 | Disposed | Common Stock (53055.0) | Direct | |
| 2017-04-01 | Restricted Stock Unit | $ | M | 40955 | Disposed | Common Stock (40955.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on January 31, 2017 of 236 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2016 through January 31, 2017.
F3: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4: These entries reflect the transfer of securities by the reporting person to a family trust.
F5: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, 53,055 restricted stock units vested on April 1, 2017, and 53,055 restricted stock units are scheduled to vest on April 1, 2018, assuming continued employment through the applicable vesting date.
F6: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, and 40,954 restricted stock units are scheduled to vest on each of April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.