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Apple Inc. — Director's Dealing 2017
Apr 18, 2017
29735_dirs_2017-04-18_00f07519-ffb8-482c-9537-2c2129ec7f21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLE INC (AAPL)
CIK: 0000320193
Period of Report: 2017-04-15
Reporting Person: KONDO CHRIS (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-15 | Common Stock | M | 6152 | — | Acquired | 13530 | Direct |
| 2017-04-15 | Common Stock | F | 2242 | $141.05 | Disposed | 11288 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-15 | Restricted Stock Unit | $ | M | 942 | Disposed | Common Stock (942.0) | Direct | |
| 2017-04-15 | Restricted Stock Unit | $ | M | 993 | Disposed | Common Stock (993.0) | Direct | |
| 2017-04-15 | Restricted Stock Unit | $ | M | 2144 | Disposed | Common Stock (2144.0) | Direct | |
| 2017-04-15 | Restricted Stock Unit | $ | M | 2073 | Disposed | Common Stock (2073.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.
F3: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2017, assuming continued employment through the applicable vesting date.
F4: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date.
F5: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date.
F6: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.