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Apollo Global Management, Inc. — Director's Dealing 2023
Jul 12, 2023
29909_dirs_2023-07-12_f1fc67dd-8bae-4920-8c75-950fc1606b11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apollo Global Management, Inc. (APO)
CIK: 0001858681
Period of Report: 2023-07-11
Reporting Person: Zelter James C (Director, Co-President (See Remarks))
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-11 | Common Stock | S | 35777 | $77.9315 | Disposed | 5740382 | Direct |
| 2023-07-12 | Common Stock | S | 23752 | $78.8154 | Disposed | 5716630 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 540858 | Indirect |
| Common Stock | 665301 | Indirect |
| Common Stock | 1200000 | Indirect |
Footnotes
F1: The sales by the reporting person reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 15, 2023.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.50 to $78.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Reported amount includes 4,982,325 vested and unvested restricted stock units ("RSUs") granted under the the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.50 to $79.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: By The James C. Zelter 2021 GRAT No. 1, a vehicle over which the reporting person exercises voting and investment control.
F6: By The James C. Zelter 2022 GRAT No. 1, a vehicle over which the reporting person exercises voting and investment control.
F7: By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control.