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APOGEE ENTERPRISES, INC. — Director's Dealing 2020
Nov 12, 2020
32272_dirs_2020-11-12_1400136e-ed23-4330-a56b-4bee2e680e75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2020-11-09
Reporting Person: Puishys Joseph F. (Director, Chief Executive Officer & Pres)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | M | 41458 | $8.34 | Acquired | 196918 | Direct |
| 2020-11-09 | Common Stock | S | 41458 | $25.9944 | Disposed | 155460 | Direct |
| 2020-11-10 | Common Stock | M | 58883 | $8.34 | Acquired | 214343 | Direct |
| 2020-11-10 | Common Stock | S | 58883 | $25.5583 | Disposed | 155460 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | Option (Right to Buy) | $8.34 | M | 41458 | Disposed | 2021-08-22 | Common Stock (41458) | Direct |
| 2020-11-10 | Option (Right to Buy) | $8.34 | M | 58883 | Disposed | 2021-08-22 | Common Stock (58883) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 127175 | Indirect |
Footnotes
F1: Includes restricted stock awards under the 2009 Stock Incentive Plan and 2019 Stock Incentive Plan.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2020 which was reported on a Form 8-K filed September 25, 2020.
F3: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $25.21 to $26.90. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F4: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $25.01 to $25.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F5: Currently 100% exercisable.