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Aon plc — Director's Dealing 2020
Mar 18, 2020
29919_dirs_2020-03-17_09f0ea99-b601-4962-89fa-225f124ab4f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2020-03-13
Reporting Person: Neller Michael (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-13 | Class A Ordinary Stock | M | 152 | — | Acquired | 5437 | Direct |
| 2020-03-13 | Class A Ordinary Stock | F | 68 | $177.45 | Disposed | 5369 | Direct |
| 2020-03-13 | Class A Ordinary Stock | M | 163 | — | Acquired | 5532 | Direct |
| 2020-03-13 | Class A Ordinary Stock | F | 73 | $177.45 | Disposed | 5459 | Direct |
| 2020-03-16 | Class A Ordinary Stock | S | 1250 | $160.68 | Disposed | 4209 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-13 | Restricted Share Unit (Right to Receive) | $ | M | 152 | Disposed | 2020-03-15 | Class A Ordinary Shares (152) | Direct |
| 2020-03-13 | Restrictive Share Unit (Right to Receive) | $ | M | 163 | Disposed | 2021-03-15 | Class A Ordinary Shares (163) | Direct |
Footnotes
F1: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F2: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.
F3: The transaction reported was effected pursuant to a trading plan entered into on November 7, 2019 meeting the requirements of Rule 10b5-1.
F4: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F5: A restricted share unit award was granted on March 15, 2017 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
F6: A restricted share unit award was granted on March 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.