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Aon plc — Director's Dealing 2019
Mar 19, 2019
29919_dirs_2019-03-19_1fb1ddbb-2c0e-407d-bbdc-cdf909ba3ebd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2019-03-15
Reporting Person: Neller Michael (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-15 | Class A Ordinary Stock | M | 152 | — | Acquired | 2778 | Direct |
| 2019-03-15 | Class A Ordinary Stock | F | 45 | $170.00 | Disposed | 2733 | Direct |
| 2019-03-15 | Class A Ordinary Stock | M | 163 | — | Acquired | 2896 | Direct |
| 2019-03-15 | Class A Ordinary Stock | F | 55 | $170.00 | Disposed | 2841 | Direct |
| 2019-03-15 | Class A Ordinary Stock | M | 182 | — | Acquired | 3023 | Direct |
| 2019-03-15 | Class A Ordinary Stock | F | 81 | $170.00 | Disposed | 2942 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-15 | Restricted Share Unit (Right to Receive) | $ | M | 152 | Disposed | 2020-03-15 | Class A Ordinary Shares (152) | Direct |
| 2019-03-15 | Restrictive Share Unit (Right to Receive) | $ | M | 163 | Disposed | 2021-03-15 | Class A Ordinary Shares (163) | Direct |
| 2019-03-15 | Restricted Share Unit (Right to Receive) | $ | M | 182 | Disposed | 2019-03-15 | Class A Ordinary Shares (182) | Direct |
Footnotes
F1: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F2: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.
F3: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F4: A restricted share unit award was granted on March 15, 2017 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
F5: A restricted share unit award was granted on March 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
F6: A restricted share unit award was granted on March 15, 2016 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.