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Aon plc — Director's Dealing 2018
Feb 21, 2018
29919_dirs_2018-02-20_58ff1909-cd62-4aa2-aa95-0eeacd3778da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2018-02-15
Reporting Person: Goland Anthony R (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-16 | Class A Ordinary Stock | M | 432 | — | Acquired | 2106 | Direct |
| 2018-02-16 | Class A Ordinary Stock | F | 182 | $140.86 | Disposed | 1924 | Direct |
| 2018-02-16 | Class A Ordinary Stock | M | 795 | — | Acquired | 2719 | Direct |
| 2018-02-16 | Class A Ordinary Stock | F | 334 | $140.86 | Disposed | 2385 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-15 | Restricted Share Unit (Right to Receive) | $ | A | 1900 | Acquired | 2021-02-15 | Class A Ordinary Shares (1900) | Direct |
| 2018-02-16 | Restricted Share Unit (Right to Receive) | $ | M | 432 | Disposed | 2019-02-18 | Class A Ordinary Shares (432) | Direct |
| 2018-02-16 | Restricted Share Unit (Right to Receive) | $ | M | 795 | Disposed | 2020-02-16 | Class A Ordinary Shares (795) | Direct |
Footnotes
F1: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F2: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.
F3: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F4: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant.
F5: A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third aniversary of the date of grant.
F6: A restricted share unit award was granted on February 16, 2017 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third aniversary of the date of grant.