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Aon plc — Director's Dealing 2017
Feb 22, 2017
29919_dirs_2017-02-21_f53dd1cc-5056-4063-8f2e-ade1294cd7b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2017-02-16
Reporting Person: Goland Anthony R (EVP and CHRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Class A Ordinary Shares | M | 431 | — | Acquired | 1202 | Direct |
| 2017-02-17 | Class A Ordinary Shares | F | 124 | $117.530 | Disposed | 1078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-16 | Restricted Share Unit (Right to Receive) | $ | A | 2387 | Acquired | 2020-02-16 | Class A Ordinary Shares (2387) | Direct |
| 2017-02-17 | Restricted Share Unit (Right to Receive) | $ | M | 431 | Disposed | 2019-02-18 | Class A Ordinary Shares (431) | Direct |
Footnotes
F1: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F2: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.
F3: The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F4: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant.
F5: A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant.