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Aon plc — Director's Dealing 2017
May 23, 2017
29919_dirs_2017-05-23_0c0a1c81-a528-449d-a5f8-7d33f843165c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2017-05-19
Reporting Person: Grace Caroline (CEO, Global Retirement & Inves)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-19 | Class A Ordinary Shares | M | 1296 | — | Acquired | 45143 | Direct |
| 2017-05-19 | Class A Ordinary Shares | F | 593 | $127.28 | Disposed | 44550 | Direct |
| 2017-05-19 | Class A Ordinary Shares | M | 755 | — | Acquired | 45305 | Direct |
| 2017-05-19 | Class A Ordinary Shares | F | 346 | $127.28 | Disposed | 44959 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-19 | Restricted Share Unit (Right to Receive) | $ | M | 1296 | Disposed | 2017-05-21 | Class A Ordinary Shares (1296) | Direct |
| 2017-05-19 | Restricted Share Units (Right to Receive) | $ | M | 755 | Disposed | 2018-05-21 | Class A Ordinary Shares (755) | Direct |
Footnotes
F1: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F2: Class A Ordinary Shares withheld by the issuer for the payment of taxes in connection with the vesting of a restricted share unit.
F3: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with UK law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F4: A restricted share unit award was granted on February 21, 2012 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.
F5: A restricted share unit award was granted on February 21, 2013 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.