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Aon plc — Director's Dealing 2017
Nov 22, 2017
29919_dirs_2017-11-22_e5fbe6f8-9a9c-4e7e-9e1b-75aba3dad6e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2017-11-20
Reporting Person: Grace Caroline (CEO, Global Retirement & Inves)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-31 | Class A Ordinary Shares | G | 85 | — | Disposed | 44874 | Direct |
| 2017-11-20 | Class A Ordinary Shares | M | 527 | — | Acquired | 45480.613 | Direct |
| 2017-11-20 | Class A Ordinary Shares | F | 248 | $142.05 | Disposed | 45232.613 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-20 | Restricted Unit Share | $ | M | 527 | Disposed | 2020-11-20 | Class A Ordinary Shares (527) | Direct |
Footnotes
F1: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F2: The total number of shares reported in Column 5 includes shares acquired under the Aon employee stock purchase plan.
F3: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.
F4: The restricted stock unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F5: A restricted share unit award was granted on November 20, 2015 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 20% of the awards vest on each of the first through fifth anniversaries of the date of the grant.