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Aon plc — Director's Dealing 2015
Feb 18, 2015
29919_dirs_2015-02-18_f8a639af-4c60-4dc6-9901-c1449d911c52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2015-02-13
Reporting Person: Case Gregory C (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-13 | Class A Ordinary Shares | M | 50000 | $22.86 | Acquired | 838295 | Direct |
| 2015-02-13 | Class A Ordinary Shares | S | 29001 | $101.107 | Disposed | 809294 | Direct |
| 2015-02-14 | Class A Ordinary Shares | M | 4312 | — | Acquired | 813606 | Direct |
| 2015-02-14 | Class A Ordinary Shares | F | 1971 | $100.56 | Disposed | 811635 | Direct |
| 2015-02-15 | Class A Ordinary Shares | M | 6038 | — | Acquired | 817673 | Direct |
| 2015-02-15 | Class A Ordinary Shares | F | 2760 | $100.56 | Disposed | 814913 | Direct |
| 2015-02-17 | Class A Ordinary Shares | M | 50000 | $22.86 | Acquired | 864913 | Direct |
| 2015-02-17 | Class A Ordinary Shares | S | 29012 | $100.62 | Disposed | 835901 | Direct |
| 2015-02-17 | Class A Ordinary Shares | M | 4899 | — | Acquired | 840800 | Direct |
| 2015-02-17 | Class A Ordinary Shares | F | 2239 | $100.71 | Disposed | 838561 | Direct |
| 2015-02-18 | Class A Ordinary Shares | M | 50000 | $22.86 | Acquired | 888561 | Direct |
| 2015-02-18 | Class A Ordinary Shares | S | 29049 | $100.589 | Disposed | 859512 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-13 | Employee Stock Option (Right to Buy) | $22.86 | M | 50000 | Disposed | 2015-04-04 | Class A Ordinary Shares (50000) | Direct |
| 2015-02-14 | Restricted Share Unit (Right to Receive) | $ | M | 4312 | Disposed | 2017-02-14 | Class A Ordinary Shares (4312) | Direct |
| 2015-02-15 | Restricted Share Unit (Right to Receive) | $ | M | 6038 | Disposed | 2016-02-15 | Class A Ordinary Shares (6038) | Direct |
| 2015-02-17 | Employee Stock Option (Right to Buy) | $22.86 | M | 50000 | Disposed | 2015-04-04 | Class A Ordinary Shares (50000) | Direct |
| 2015-02-17 | Restricted Share Unit (Right to Receive) | $ | M | 4899 | Disposed | 2015-02-17 | Class A Ordinary Shares (4899) | Direct |
| 2015-02-18 | Employee Stock Option (Right to Buy) | $22.86 | M | 50000 | Disposed | 2015-04-04 | Class A Ordinary Shares (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 176000 | Indirect |
Footnotes
F1: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1. The reporting person entered into the trading plan in August 2014 for the sole purpose of exercising options otherwise scheduled to expire in March and April 2015 with the sale of shares intended to be limited to only those necessary to cover exercise price and applicable taxes.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.95 to $101.22, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F4: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.31 to $100.89, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.12 to $100.975, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: Vesting occurred in accordance with the terms of the Aon Stock Incentive Plan as follows: one-third of the options vested on each of the second through fourth anniversaries of the date of grant.
F8: Stock option granted pursuant to the Aon Stock Incentive Plan.
F9: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F10: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of grant.