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Aon plc Director's Dealing 2015

Feb 18, 2015

29919_dirs_2015-02-18_f8a639af-4c60-4dc6-9901-c1449d911c52.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2015-02-13

Reporting Person: Case Gregory C (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-13 Class A Ordinary Shares M 50000 $22.86 Acquired 838295 Direct
2015-02-13 Class A Ordinary Shares S 29001 $101.107 Disposed 809294 Direct
2015-02-14 Class A Ordinary Shares M 4312 Acquired 813606 Direct
2015-02-14 Class A Ordinary Shares F 1971 $100.56 Disposed 811635 Direct
2015-02-15 Class A Ordinary Shares M 6038 Acquired 817673 Direct
2015-02-15 Class A Ordinary Shares F 2760 $100.56 Disposed 814913 Direct
2015-02-17 Class A Ordinary Shares M 50000 $22.86 Acquired 864913 Direct
2015-02-17 Class A Ordinary Shares S 29012 $100.62 Disposed 835901 Direct
2015-02-17 Class A Ordinary Shares M 4899 Acquired 840800 Direct
2015-02-17 Class A Ordinary Shares F 2239 $100.71 Disposed 838561 Direct
2015-02-18 Class A Ordinary Shares M 50000 $22.86 Acquired 888561 Direct
2015-02-18 Class A Ordinary Shares S 29049 $100.589 Disposed 859512 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-13 Employee Stock Option (Right to Buy) $22.86 M 50000 Disposed 2015-04-04 Class A Ordinary Shares (50000) Direct
2015-02-14 Restricted Share Unit (Right to Receive) $ M 4312 Disposed 2017-02-14 Class A Ordinary Shares (4312) Direct
2015-02-15 Restricted Share Unit (Right to Receive) $ M 6038 Disposed 2016-02-15 Class A Ordinary Shares (6038) Direct
2015-02-17 Employee Stock Option (Right to Buy) $22.86 M 50000 Disposed 2015-04-04 Class A Ordinary Shares (50000) Direct
2015-02-17 Restricted Share Unit (Right to Receive) $ M 4899 Disposed 2015-02-17 Class A Ordinary Shares (4899) Direct
2015-02-18 Employee Stock Option (Right to Buy) $22.86 M 50000 Disposed 2015-04-04 Class A Ordinary Shares (50000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Ordinary Shares 176000 Indirect

Footnotes

F1: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1. The reporting person entered into the trading plan in August 2014 for the sole purpose of exercising options otherwise scheduled to expire in March and April 2015 with the sale of shares intended to be limited to only those necessary to cover exercise price and applicable taxes.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.95 to $101.22, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F4: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.31 to $100.89, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.12 to $100.975, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: Vesting occurred in accordance with the terms of the Aon Stock Incentive Plan as follows: one-third of the options vested on each of the second through fourth anniversaries of the date of grant.

F8: Stock option granted pursuant to the Aon Stock Incentive Plan.

F9: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F10: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of grant.