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Aon plc — Director's Dealing 2014
Feb 20, 2014
29919_dirs_2014-02-19_7a2b2688-8b53-4426-bd7a-dcfc5b1c1bf5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2014-02-15
Reporting Person: Case Gregory C (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-15 | Class A Ordinary Shares | M | 6038 | — | Acquired | 720253 | Direct |
| 2014-02-15 | Class A Ordinary Shares | F | 2835 | $85.23 | Disposed | 717418 | Direct |
| 2014-02-17 | Class A Ordinary Shares | M | 4900 | — | Acquired | 722318 | Direct |
| 2014-02-17 | Class A Ordinary Shares | F | 2301 | $85.23 | Disposed | 720017 | Direct |
| 2014-02-18 | Class A Ordinary Shares | M | 6612 | — | Acquired | 726629 | Direct |
| 2014-02-18 | Class A Ordinary Shares | F | 3104 | $85.16 | Disposed | 723525 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-15 | Restricted Stock Unit (Right to Receive) | $ | M | 6038 | Disposed | 2016-02-15 | Class A Ordinary Shares (6038) | Direct |
| 2014-02-17 | Restricted Stock Unit (Right to Receive) | $ | M | 4900 | Disposed | 2015-02-17 | Class A Ordinary Shares (4900) | Direct |
| 2014-02-18 | Restricted Stock Unit (Right to Receive) | $ | M | 6612 | Disposed | 2014-02-18 | Class A Ordinary Shares (6612) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 176000 | Indirect |
Footnotes
F1: Class A Ordinary Shares acquired upon the vesting of a restricted stock unit award.
F2: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted stock unit award.
F3: The restricted stock unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F4: The restricted stock unit award will vest in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards will vest on each of the first through third anniversaries of the date of grant.