AI assistant
Aon plc — Director's Dealing 2013
Jun 4, 2013
29919_dirs_2013-06-04_d8cec251-2e62-48a0-81fc-12fc539d8c08.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2013-05-31
Reporting Person: KNIGHT LESTER B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-31 | Class A Ordinary Shares | M | 16279 | — | Acquired | 21484 | Direct |
| 2013-05-31 | Class A Ordinary Shares | M | 8771.05 | — | Acquired | 30255.05 | Direct |
| 2013-05-31 | Class A Ordinary Shares | D | 2332.05 | $63.67 | Disposed | 27923 | Direct |
| 2013-05-31 | Class A Ordinary Shares | M | 15377 | — | Acquired | 43300 | Direct |
| 2013-05-31 | Class A Ordinary Shares | M | 4339 | — | Acquired | 47639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-31 | Deferred Stock Unit Award (Right to Receive) | $ | M | 16279 | Disposed | 2013-05-31 | Class A Ordinary Shares (16279) | Direct |
| 2013-05-31 | Phantom Stock | $ | M | 8771.05 | Disposed | 2013-05-31 | Class A Ordinary Shares (8771.05) | Direct |
| 2013-05-31 | Phantom Stock | $ | M | 15377 | Disposed | 2013-05-31 | Class A Ordinary Shares (15377) | Direct |
| 2013-05-31 | Phantom Stock | $ | M | 4339 | Disposed | 2013-05-31 | Class A Ordinary Shares (4339) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 65538 | Indirect |
| Class A Ordinary Shares | 50000 | Indirect |
Footnotes
F1: On May 31, 2013, as a result of the termination of deferred compensation plans, all remaining deferred stock units and phantom stock units held by the reporting person were settled in accordance with the terms of the plans.
F2: Class A Ordinary Shares acquired upon conversion of award.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: The award converts to Class A Ordinary Shares on a 1-for-1 basis.
F5: Phantom stock units settled a portion in cash and a portion in Class A Ordinary Shares.
F6: The phantom stock units represent an outside director fee that was deferred into a directors' deferred compensation arrangement.
F7: The phantom stock units represent an outside director award granted annually to each non-employee director on or before May 20, 2005.
F8: The phantom stock units represent amounts credited to a directors' retirement account on behalf of each outside director on or before May 20, 2005.