Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2012

May 17, 2012

10425_rns_2012-05-17_9a2b192d-b14e-4fde-8fd7-fb285a008a9a.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 603 Corporations Act 2001 Notice of initial substantial holder Section 671B

ANZ

To:Company Name/Scheme

To:Company Name/Scheme The Secretary ANZ Banking Group Ltd Level 14 833 Collins Streeet Docklands Melbourne 3008 PH: (03) 9273 5555 Fax: (03) 9273 6142 ACN 005 357 522

1. Details of substantial shareholder

Name National Australia Bank Limited (ACN 004 044 937) and its associated entities listed in ACN (if applicable) Annexure A

The holder became a substantial holder on 15/05/2012

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

Class of securities Number of
securities
Persons’ votes Voting power
Ordinary 139,751,354 139,751,354 5.215%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest Class and number of
securities
MLC Investments Limited Power to control voting and/or
disposalofsecurities
Ordinary
52,912,274
MLC Limited Power to control voting and/or
disposalofsecurities
Ordinary
3,196
NabInvest Managed Investments
Limited
Power to control voting and/or
disposalofsecurities
Ordinary
27,000
Northward Capital Pty Limited Power to control voting and/or
disposalofsecurities
Ordinary
720,582
MLC Wealth Management
Limited
Power to control voting and/or
disposalofsecurities
Ordinary
4,251,787
National Australia Trustees
Limited
Power to control voting and/or
disposalofsecurities
Ordinary
2,220
National Australia Bank Limited Relevant Interest arising as a result of
section 608(3) of the Corporations Act
2001 (Cwth) due to holding voting
power of above 20% in relevant body
corporate
Ordinary
2,275
National Australia Bank
Limited
Power to control voting and/or
disposalofsecurities
Ordinary
67,483,400
JB Were Pty Limited Power to control voting and/or
disposalofsecurities
Ordinary
44,200
OneVue Limited Power to control voting and/or
disposalofsecurities
Ordinary
52,290
National Australia Bank Limited Power to control voting and/or
disposalofsecurities
Ordinary
3,752,713
Antares Capital Partners Limited Power to control voting and/or
disposalofsecurities
Ordinary
10,499,417
TOTAL 139,751,354

cnwdata:leg:county:ssnbrl

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of securities Person entitled to
be registered as
holder
Class and number of
securities
MLC Limited Navigator Australia Limited (ACN.
006 302 987)
Ordinary
3,196
MLC Investments Limited National Nominees Limited
(ACN 004 278 899)
Ordinary
52,912,274
NabInvest Managed
Investments Limited
National Nominees Limited
(ACN 004 278 899)
Ordinary
27,000
Northward Capital Pty Limited Northward Capital Pty Limited (ACN
113 618 938)
Ordinary
720,582
MLC Wealth Management
Limited
National Nominees Limited
(ACN 004 278 899)
Navigator Australia Limited (ACN.
006 302 987)
Ordinary
768,680
Ordinary
3,483,107
National Australia Trustees
Limited
National Australia Trustees Limited
(ACN 007 350 405)
Ordinary
2,220
National Australia Bank
Limited
Cogent Nominees Pty Ltd
(ACN 084 150 023)
Ordinary
2,275
National Australia Bank
Limited
National Nominees Limited
(ACN 004 278 899)
(Refer Appendix 1)
Ordinary
67,483,400
JB Were Pty Limited Invia Custodian Pty. Limited (006
127 984)
Ordinary
44,200
OneVue Limited CityCorp Nominess Pty Ltd ( ABN
370 008 090 30)
Ordinary
52,290
National Australia Bank
Limited
UBS Nominees Pty Ltd (ACN 001
450 522)
Ordinary
3,752,713
Antares Capital Partners
Limited
Citicorp Nominees Pty Limited (000
809 030)
JP Morgan Chase Bank Sydney
(ARBN 074 112 011)
JP Morgan Nominees Aust. Limited
(002 899 961)
National Nominees Limited
(ACN 004 278 899)
HSBC CustodyNomineesAustralia
Ordinary
43,551
Ordinary
3,839,385
Ordinary
639,666
Ordinary
2,272,126
Ordinary

ssnbrl.doc

Ltd (ACN 003 094 568)
UBS Nominees Pty Ltd (ACN 001
450 522)
89,689
Ordinary
3,615,000
TOTAL **139,751,354 **

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

follows:
Holder of relevant interest Date of acquisition Consideration Class and number
of securities
Cash Non-cash
MLC Investments Limited 12/11/2010 to 15/05/2012 $17.75 to $25.71 Ordinary
28,107,646
MLC Limited 12/11/2010 to 15/05/2012 $19.10 to $23.81 Ordinary
423,324
NabInvest Managed
Investments Limited
12/11/2010 to 15/05/2012 $18.96 to $24.93 Ordinary
721,947
Northward Capital Pty
Limited
12/11/2010 to 15/05/2012 $19.96 to $25.65 Ordinary
1,999,740
MLC Wealth Management
Limited
15/12/2011 to 15/05/2012 $18.60 to $24.19 Ordinary
834,054
National Australia Bank
Limited
12/11/2010 to 15/05/2012 $19.33 to $24.21 Ordinary
96,048
National Australia Bank
Limited
04/11/2011 to 15/05/2012
Securities Lending – Increase
(refer Appendix 1)
Securities Lending – Decrease
No consideration
directly referable
to the securities
provided by NAB
No consideration
directly referable
to the securities
provided by NAB
Ordinary
582,909,519
Ordinary
523,653,160
JB Were Pty Limited 12/11/2010 to 15/05/2012 $22.79 to $23.71
Transfer in
Ordinary
809
Ordinary
44,200
OneVue Limited 12/11/2010 to 15/05/2012 $18.92 to $24.18
Load accounts
Ordinary
25,914
Ordinary
1,968
National Australia Bank
Limited
12/11/2010 to 15/05/2012 $17.70 to $25.65 Ordinary
24,973,583
Antares Capital Partners
Limited
12/09/2011 Transition to NAB
Group
Ordinary
5,912,199

ssnbrl.doc

12/11/2010 to 15/05/2012 $18.86 to $23.81 Ordinary 6,739,999

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if
applicable
Nature of association
MLCInvestmentsLimited Is anassociated company of National AustraliaBank Limited
MLCLimited Is anassociated company of National AustraliaBank Limited
MLC Wealth Management
Ltd
Is an associated company of National Australia Bank Limited
NabInvest Managed
InvestmentsLtd
Is a related body corporate of National Australia Bank Limited
National Australia Trustees
Ltd
Is an associated company of National Australia Bank Limited
Northward Capital PtyLtd Is arelated body corporate of National AustraliaBank Limited
OneVuePtyLimited Is arelated body corporate of National AustraliaBank Limited
JB WerePtyLimited Is anassociated company of National AustraliaBank Limited
Antares Capital PartnersLtd Is anassociated company of National AustraliaBank Limited

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
National Australia Bank
Limited
Level 4, (UB4440)
800 Bourke Street
DOCKLANDSVIC 3008
MLC Investments Limited Ground Floor
MLC Building
105-153 Miller Street
SYDNEY NSW 2000
MLC Limited Ground Floor
MLC Building
105-153 Miller Street
SYDNEY NSW 2000
National Nominees Limited Level 4, (UB4440)
800 Bourke Street
DOCKLANDSVIC 3008
Cogent Nominees Pty Ltd Level 6,
60 Castlereagh Street
SydneyNSW 2000
MLC Wealth Management
Limited
Ground Floor
MLC Building
105-153 Miller Street
SYDNEY NSW 2000
Navigator Australia Limited Ground Floor
MLC Building
105-153 Miller Street
SYDNEY NSW 2000
UBS Nominees Pty Ltd Level 16
Chifley Tower
2 Chifley Square
SydneyNSW 2000
Antares Capital Partners Ltd
(previously Aviva Investors
AustraliaLtd )
Level 28 Freshwater Place
2 Southbank Boulevard
Southbank VIC 3006
NabInvest Managed
Investments Limited
Ground Floor
MLC Building
105-153 Miller Street
SYDNEY NSW 2000
National Australia Trustees
Ltd
Level 5
800 Bourke Street
DocklandsVic 3008
JB Were Pty Limited Level 16,
101 Collins St.
MelbourneVic 3000

ssnbrl.doc

Invia Custodian Pty Ltd Level 15,
101 Collins St.
MelbourneVic 3000
JP Morgan Chase Bank
Sydney
Level 37, 259 George Street
SydneyNSW 2000
JP Morgan Nominees Aust
Limited
Level 37, 259 George Street
SydneyNSW 2000
Northward Capital Pty Ltd Ground Floor
MLC Building
105-153 Miller Street
SYDNEY NSW 2000
HSBC Custody Nominees
(AustraliaLtd)
Level 13, 580 George Street
SydneyNSW 2000
OneVue Pty Limited Level 2, 1 Castlereagh Street
SydneyNSW 2000
Citicorp Nominees Pty
Limited
Level 5, 120 Collins Street
MelbourneVIC 3000
Citicorp Nominees Pty
Limited
2 Park St,
Sydney,NSW 2000
Citicorp Nominees Pty
Limited
Level 2
350 Collins Street
MelbourneVIC 3000
Signature
name
signature
Nathan Butler Capacity
Company Secretary
for and on behalf of National Australia Bank
Limited
date 18/05/2012

ssnbrl.doc

APPENDIX 1 – ANZ

Type of agreement and National Australia Bank Limited and parties to agreement Securities Borrowing Agreement clients SUNSUPER PTY LTD UNISUPER LIMITED UNITED SUPER PTY LTD VICSUPER PTY LTD TELSTRA SUPER PTY LTD GOVERNMENT EMPLOYEES SUPERANNUATION BOARD CARE SUPER PTY LTD QIC LIMITED AVSUPER PTY LTD MOTOR TRADES ASSOCIATION OF AUSTRALIA SUPERANNUATION FUND PTY LIMITED AUSTSAFE PTY LTD AMSLA Counterparties RBS EQUITIES (AUSTRALIA) LIMITED COMMONWEALTH BANK OF AUSTRALIA EQUITY DEUTSCHE SECURITIES AUSTRALIA LIMITED CREDIT SUISSE INSTINET AUSTRALIA PTY LTD JP MORGAN SECURITIES AUSTRALIA LIMITED MACQUARIE BANK LTD MERRILL LYNCH EQUITIES (AUSTRALIA) LTD MORGAN STANLEY & CO INTERNATIONAL PLC EQ UBS SECURITIES AUSTRALIA LTD Transfer dates 04‐Nov‐11 to 15‐May‐12 Holder of voting rights Registered owner Are there any restrictions No on voting Scheduled date of return N/A (if any) Does the borrower have Yes – at notice the right to return early? Does the lender have the Yes – at notice right to recall early? Will the securities be Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA returned on settlement?

This is Annexure A of 12 pages referred to in the Form 603 Notice of becoming a substantial holder signed by me and dated 18/05/2012

Nathan Butler, Company Secretary

COMPANY NAME

W M POOL - EQUITIES TRUST NO.25 WM POOL - EQUITIES TRUST NO. 13 WM POOL - EQUITIES TRUST NO.24 A.C.N 137 446 701 PTY LTD ACCESS FUND NO 1 ACCESS FUND NO 10 ACCESS FUND NO 11 ACCESS FUND NO 12 ACCESS FUND NO 13 ACCESS FUND NO 14 ACCESS FUND NO 15 ACCESS FUND NO 16 ACCESS FUND NO 17 ACCESS FUND NO 18 ACCESS FUND NO 19 ACCESS FUND NO 2 ACCESS FUND NO 20 ACCESS FUND NO 21 ACCESS FUND NO 22 ACCESS FUND NO 23 ACCESS FUND NO 24 ACCESS FUND NO 25 ACCESS FUND NO 26 ACCESS FUND NO 27 ACCESS FUND NO 28 ACCESS FUND NO 29 ACCESS FUND NO 3 ACCESS FUND NO 30 ACCESS FUND NO 31 ACCESS FUND NO 32 ACCESS FUND NO 4 ACCESS FUND NO 5 ACCESS FUND NO 6 ACCESS FUND NO 7 ACCESS FUND NO 8 ACCESS FUND NO 9 ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD AF&L VISTA PTY LTD

AFSH NOMINEES PTY LTD ALICE CORPORATION PTY LTD ALLERTON HOUSE PROPERTIES LIMITED ALTERNATIVE ASSETS AIRPORTS TRUST ALTERNATIVE ASSETS BRISBANE AIRPORTS TRUST ALTERNATIVE ASSETS INFRASTRUCTURE TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (APTC) TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (RAIL) TRUST ALTERNATIVE EQUITY BACL TRUST ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD ANTARES INDEX ENHANCED AUSTRALIAN FIXED INTEREST TRUST APOGEE FINANCIAL PLANNING LIMITED ARDB LIMITED AREA MANAGEMENT HOLDINGS, LLC AREA SPONSOR HOLDINGS, LLC ARIODANTE LIMITED ASIBOND PTY. LIMITED AUSMAQ (NZ) LIMITED AUSMAQ LIMITED AUSTRALIAN BANKS' EXPORT RE-FINANCE CORPORATION LTD (IN LIQUIDATION) AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED AUSTRALIAN SHARES INDEX FUND BANK OF NEW ZEALAND BASTION INFRASTRUCTURE GROUP INC. BLSSA PTY LTD BNZ AGRICAPITAL LIMITED BNZ BRANCH PROPERTIES LTD BNZ CASH PIE UNIT TRUST BNZ CORPORATION LTD BNZ EQUIPMENT LTD BNZ EQUITY INVESTMENTS LIMITED BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ FUNDING LTD BNZ INCOME MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INTERNATIONAL (HONG KONG) LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INTERNATIONAL LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTIES (AUCKLAND) LTD BNZ PROPERTIES LTD BNZ PROPERTY INVESTMENTS LTD BNZ RMBS TRUST SERIES 2008-1

BNZI SECURITIES NO.1 LTD BNZI SECURITIES NO.2 LTD BOACT PTY LTD (IN LIQUIDATION) BRUNSWICK COLLECTION SERVICES LIMITED C.B. NOMINEES LIMITED C.B.C. PROPERTIES LIMITED CALIBRE ASSET MANAGEMENT LIMITED CAMBERWELL 3 PTY LIMITED (IN LIQUIDATION) CAMBERWELL 4 PTY LIMITED (IN LIQUIDATION) CAMBERWELL 5 PTY LIMITED (IN LIQUIDATION) CAMBRIDGE REAL ESTATE INVESTMENTS PTE LTD CAPITA PROPERTIES PTY. LIMITED CARDLINK SERVICES LIMITED CARDS NZ LIMITED CARRINGTON CONFIRMERS PTY. LIMITED (IN LIQUIDATION) CASH ACCOUNT INCOME FUND CB GROUP INVESTMENTS LIMITED CBC HOLDINGS LIMITED CGF NO. 12 LIMITED CGF NO. 3 LIMITED CGF NO. 6 LIMITED CGF NO. 9 LIMITED CHELONIA SWAPS PTY LIMITED CHOICE LEND PTY LTD CLYDESDALE BANK (LONDON) NOMINEES LIMITED (IN LIQUIDATION) CLYDESDALE BANK ASSET FINANCE LIMITED CLYDESDALE BANK INSURANCE BROKERS LIMITED CLYDESDALE BANK PLC CLYDESDALE EUROPE FINANCE LIMITED CLYDESDALE GROUP INVESTMENTS B.V. CLYDESDALE GROUP INVESTMENTS LIMITED CLYDESDALE INVESTMENTS B.V. CLYDESDALE INVESTMENTS UK LIMITED CNA-CAPITAL INTERNATIONAL - EMERGING MARKETS EQUITY TRUST COMMERCIAL NOMINEES PTY. LIMITED (IN LIQUIDATION)

CRAIG YR HAUL MANAGEMENT COMPANY LIMITED CRUICKSHANK ASSET MANAGEMENT PTY LTD CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION) CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION) DEESARN PTY LTD DIBA EQUITIES LIMITED DIBA INVESTMENTS LIMITED DISTRA PTY LTD ELLY INVESTMENTS PTY LTD EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD EUROCLEAR PLC FAIRHALSEN COLLECTIONS LIMITED FAIRVIEW EQUITY PARTNERS EMERGING COMPANIES FUND FAIRVIEW EQUITY PARTNERS PTY LTD

FAIRWAY VIEWS (COMPTON AVENUE) MANAGEMENT COMPANY LTD FASTLEND PTY LTD

FINANCE & SYSTEMS TECHNOLOGY HOLDINGS PTY LIMITED FINANCE & SYSTEMS TECHNOLOGY PTY LTD FINANCIAL TECHNOLOGY (AUSTRALIA) PTY LTD FINTRACK MEMBERS PTY LTD GIBSON HILLS PTY LTD (IN LIQUIDATION) GODFREY PEMBROKE LIMITED GRACECHURCH COMMERCIAL INVESTMENTS LIMITED GREAT WESTERN BANCORPORATION, INC GREAT WESTERN BANK GREAT WESTERN FINANCIAL SERVICES, INC. GREAT WESTERN SERVICE CORPORATION GUIDESTAR FINANCIAL GROUP LIMITED GUIDESTAR FINANCIAL LIMITED GW DEVELOPMENT AMERICAS, INC GW LEASING, INC. GWB LLC GWM ADVISER SERVICES LIMITED HAVEN ROAD MANAGEMENT COMPANY LTD HEGIRA LIMITED HICAPS PTY LTD HORIZON 1 BOND PORTFOLIO HORIZON 2 INCOME PORTFOLIO HORIZON 3 CONSERVATIVE GROWTH PORTFOLIO HORIZON 4 BALANCED PORTFOLIO HORIZON 5 GROWTH PORTFOLIO HORIZON 6 SHARE PORTFOLIO HORIZON 7 ACCELERATED GROWTH PORTFOLIO I.C.NOMINEES PTY LTD INDEPENDENT MORTGAGE AFFILIATES PTY LIMITED INFOCUS WEALTH MANAGEMENT LIMITED INFRASTRUCTURE NATURAL RESOURCES TRUST INTEGRATED SEPARATELY MANAGED ACCOUNT INTERCHANGE AND SETTLEMENT LIMITED INVIA CUSTODIAN PTY LIMITED JANA AUSTRALIAN SHARE LONG SHORT TRUST JANA CASH TRUST JANA CORE AUSTRALIAN SHARE TRUST JANA CORE GLOBAL SHARE TRUST JANA CORE GLOBAL SHARE TRUST WITH CURRENCY HEDGED JANA DIVERSIFIED FIXED INCOME TRUST JANA EMERGING MARKETS SHARE TRUST JANA GLOBAL OPPORTUNITIES FUND JANA GLOBAL SHARE LONG SHORT TRUST JANA HIGH ALPHA AUSTRALIAN SHARE TRUST JANA HIGH ALPHA GLOBAL SHARE TRUST JANA INVESTMENT ADVISERS PTY LIMITED JANA PASSIVE AUSTRALIAN SHARE TRUST

JANA PASSIVE GLOBAL SHARE TRUST JANA PROPERTY TRUST

JANA TRIPLEPOINT FUND JBWERE (NZ) HOLDINGS LIMITED

JBWERE (NZ) NOMINEES LIMITED

JBWERE (NZ) PTY LTD JBWERE PTY LTD LAURISTON DAIRIES LIMITED LCH CLEARNET GROUP LIMITED LIMEHOUSE INVESTMENTS PTY LIMITED LINTON SPRINGS RESIDENTIAL MANAGEMENT COMPANY LIMITED LODESTAR AUSTRALIAN EQUITY INCOME FUND LODESTAR AUSTRALIAN STRATEGIC SHARE FUND LODESTAR CAPITAL PARTNERS PTY LIMITED LONG - TERM ABSOLUTE RETURN PORTFOLIO

LONG TERM INCOME FUND LOYALTY NEW ZEALAND LIMITED MACHILL INVESTMENTS LIMITED MARGIN LENDING (NZ) LIMITED MATRIX FILM INVESTMENT ONE PTY LIMITED MEDFIN AUSTRALIA PTY LIMITED MERITUM FINANCIAL GROUP PTY LTD MERITUM FINANCIAL PLANNING PTY LTD MLC (NCIT) AUSTRALIAN SHARE TRUST

MLC (NCIT) DIVERSIFIED DEBT TRUST

MLC (NCIT) GLOBAL SHARE TRUST MLC (NCIT) GLOBAL SHARE TRUST WITH CURRENCY HEDGED MLC (NCIT) MODERATE TRUST MLC (NCIT) SHORT-MATURITY DIVERSIFIED DEBT TRUST MLC ALLIANCE HOLDINGS PTY LIMITED MLC GLOBAL PROPERTY FUND MLC HEDGED GLOBAL SHARE FUND MLC HOLDINGS LIMITED MLC INTERNATIONAL HOLDINGS (SINGAPORE) PTE LTD MLC INVESTMENT TRUST PLATINUM GLOBAL FUND MLC INVESTMENTS LIMITED MLC LIFETIME COMPANY LIMITED MLC LIMITED MLC MASTERKEY UNIT TRUST ACCELERATED GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST BALANCED PORTFOLIO MLC MASTERKEY UNIT TRUST BOND PORTFOLIO MLC MASTERKEY UNIT TRUST CASH FUND MLC MASTERKEY UNIT TRUST CONSERVATIVE GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE VALUE STYLE FUND

MLC MASTERKEY UNIT TRUST GROWTH PORTFOLIO

MLC MASTERKEY UNIT TRUST INCOME PORTFOLIO

MLC MASTERKEY UNIT TRUST INCOMEBUILDER

MLC MASTERKEY UNIT TRUST MLC CAPITAL INTERNATIONAL GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST MLC-PLATINUM GLOBAL FUND

MLC MASTERKEY UNIT TRUST PROPERTY SECURITIES FUND MLC MASTERKEY UNIT TRUST SHARE INDEX FUND

MLC MASTERKEY UNIT TRUST SHARE PORTFOLIO

MLC NOMINEES PTY LTD

MLC NOMINEES UK LIMITED MLC PE EVERGREEN TRUST

MLC PROPERTIES PTY. LIMITED MLC SAVINGS LIMITED MLC TRUST MANAGEMENT COMPANY LTD

MLC VC TRUST

MLC VINTAGE YEAR TRUST (2008)

MLC VINTAGE YEAR TRUST (2009)

MLC VINTAGE YEAR TRUST (2010)

MLC WEALTH MANAGEMENT LIMITED MLC WHOLESALE AUSTRALIAN SHARE FUND

MLC WHOLESALE DIVERSIFIED DEBT FUND MLCI HORIZON 7 TRUST MLCI POOL - PRIVATE EQUITY TRUST MLCIC TAILORED TRUST NO. 2 MLCIC TAILORED TRUST NO.1 MLCIC TAILORED TRUST NO.3 MOCKEY 1 PTY LIMITED (IN LIQUIDATION) MOCKEY 3 PTY LIMITED (IN LIQUIDATION) MOCKEY 4 PTY LIMITED (IN LIQUIDATION) MOCKEY 5 PTY LIMITED (IN LIQUIDATION) MOCKEY 7 PTY LIMITED MONDEX NEW ZEALAND LTD MORTGAGE SUPPORT SERVICES PTY LTD MSRA HOLDINGS, INC MSS MF PTY LTD MSS MFA PTY LTD MUDCHUTE PTY LIMITED NAB CAPITAL LLC NAB CAPITAL LLC NAB EUROPE LIMITED NAB GOLD, LLC NAB INVESTMENTS LIMITED NAB IRON, LLC NABCAPITAL LEASING (NO. 1) PTY LIMITED NABCAPITAL LEASING (NO.2) PTY LIMITED NABICS INVESTMENTS PTY LTD NABINVEST CAPITAL PARTNERS PTY LIMITED NABINVEST HOLDINGS LIMITED NABINVEST MANAGED INVESTMENTS LIMITED

NABINVEST OXLEY SINGAPORE PTE LTD NABSECURITIES, LLC NAF TRUSTEE LIMITED NAGE TRUSTEE COMPANY LIMITED NAGEO BV NAM NT RAIL PTY LIMITED (IN LIQUIDATION) NATIONAL AMERICAS CAPITAL INVESTMENTS, LLC NATIONAL AMERICAS HOLDINGS LIMITED NATIONAL AMERICAS HOLDINGS LLC NATIONAL AMERICAS INVESTMENT, INC. NATIONAL ASSET MANAGEMENT LIMITED NATIONAL AUSTRALIA (ASSET FINANCE) LIMITED NATIONAL AUSTRALIA BALANCED FUND NATIONAL AUSTRALIA BANK LIMITED NATIONAL AUSTRALIA BANK PENSION TRUSTEE (UK) LIMITED NATIONAL AUSTRALIA BANK REPRESENTAÇÕES LTDA (IN LIQUIDATION) NATIONAL AUSTRALIA BANK SUPERANNUATION FUND PTY LTD NATIONAL AUSTRALIA CAPITAL SECURITIES (UK) PLC - IN LIQUIDATION NATIONAL AUSTRALIA CORPORATE SERVICES LIMITED NATIONAL AUSTRALIA DIVIDEND IMPUTATION FUND NATIONAL AUSTRALIA FINANCE (HONG KONG) PLC NATIONAL AUSTRALIA FINANCE (ASIA) LIMITED NATIONAL AUSTRALIA FINANCE (ASSET LEASING) LLP NATIONAL AUSTRALIA FINANCE (COMMERCIAL LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EQUIPMENT LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EUROPE HOLDINGS) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.3) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.4) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.5) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.6) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING) LIMITED NATIONAL AUSTRALIA FINANCIAL MANAGEMENT LIMITED NATIONAL AUSTRALIA FUNDING (DELAWARE) INC. NATIONAL AUSTRALIA GROUP (NZ) LIMITED NATIONAL AUSTRALIA GROUP CIF TRUSTEE LIMITED NATIONAL AUSTRALIA GROUP EUROPE ASSET HOLDINGS LIMITED NATIONAL AUSTRALIA GROUP EUROPE ASSET INVESTMENTS LIMITED NATIONAL AUSTRALIA GROUP EUROPE FINANCE BV NATIONAL AUSTRALIA GROUP EUROPE INVESTMENTS LIMITED NATIONAL AUSTRALIA GROUP EUROPE LIMITED NATIONAL AUSTRALIA GROUP EUROPE SERVICES LIMITED NATIONAL AUSTRALIA GROUP SERVICES LTD NATIONAL AUSTRALIA GROUP SSP TRUSTEE LIMITED NATIONAL AUSTRALIA INSURANCE SERVICES LTD

NATIONAL AUSTRALIA INVESTMENT CAPITAL LIMITED NATIONAL AUSTRALIA LTD NATIONAL AUSTRALIA MANAGERS LIMITED NATIONAL AUSTRALIA MERCHANT BANK (SINGAPORE) LIMITED NATIONAL AUSTRALIA MONTHLY INCOME FUND NATIONAL AUSTRALIA OVERSEAS HOLDING (SINGAPORE) PRIVATE LIMITED NATIONAL AUSTRALIA PKI HOLDINGS LLC NATIONAL AUSTRALIA PROPERTY FUND NATIONAL AUSTRALIA SECURITIES LIMITED NATIONAL AUSTRALIA TRUSTEES LIMITED NATIONAL AUSTRALIA UK PENSION TRUSTEE LIMITED (IN LIQUIDATION) NATIONAL AUSTRALIA UNDERWRITERS LIMITED NATIONAL CAPITAL FUNDING (UK) PLC NATIONAL CAPITAL HOLDINGS I INC. NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 2 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 1 NATIONAL CAPITAL INSTRUMENTS II LLC 2 NATIONAL CAPITAL INSTRUMENTS II LLC1 NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 1 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 2 NATIONAL CAPITAL INVESTMENTS LIMITED NATIONAL CAPITAL TRUST I NATIONAL CAPITAL TRUST II (DELAWARE) NATIONAL CAPITAL TRUST III NATIONAL CORPORATE INVESTMENT SERVICES LIMITED NATIONAL EQUITIES LIMITED NATIONAL EUROPE HOLDINGS (WEALTH MANAGEMENT) LTD NATIONAL FUNDING HOLDINGS PTY LTD NATIONAL FUNDING TRUST I NATIONAL FUNDING TRUST II (DELAWARE) NATIONAL GLOBAL MBS MANAGER PTY LTD NATIONAL HK INVESTMENTS LIMITED NATIONAL MARGIN SERVICES PTY LIMITED NATIONAL MARKETS GROUP LIMITED NATIONAL MORTGAGE SECURITIES, INC. NATIONAL NOMINEES LIMITED NATIONAL OBU PTY LIMITED NATIONAL WEALTH MANAGEMENT EUROPE HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT EUROPE SERVICES LIMITED NATIONAL WEALTH MANAGEMENT HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT INTERNATIONAL HOLDINGS LTD NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT SERVICES LTD NAUTILUS INSURANCE (EUROPE) LIMITED NAUTILUS INSURANCE PTE LIMITED NAVIGATOR AUSTRALIA LIMITED NAVIGATOR INCOME TRUST NBA LEASING PTY. LIMITED NBA PROPERTIES (QLD) LIMITED

NBA PROPERTIES (VIC.) LIMITED

NBA PROPERTIES LIMITED

NCIT- PROPERTY SECURITIES TRUST

NCP-CAPITAL INTERNATIONAL GLOBAL EQUITY TRUST WITH CURRENCY NEW ZEALAND CARD SERVICES LTD

NMS NOMINEES PTY LIMITED NORTHERN AND GENERAL FINANCE LIMITED NORTHWARD CAPITAL AUSTRALIAN EQUITY NORTHWARD CAPITAL PTY LIMITED NSIM ENHANCED CASH TRUST NULIS NOMINEES (AUSTRALIA) LIMITED NWMH SUB (CANADA) INC NWMH SUB LIMITED O2-E LIMITED (IN LIQUIDATION) P.F.A. (UK) LIMITED PARTOWN PTY. LIMITED PAYMARK LIMITED PEA INVESTMENTS LIMITED PENGANA HOLDINGS PTY LTD PENNLEY PTY LTD PERIDIEM GLOBAL INVESTORS LLC PFS NOMINEES PTY LIMITED PLAN AUSTRALIA FINANCIAL SERVICES PTY. LTD. PLAN AUSTRALIA OPERATIONS PTY. LTD. PLAN AUSTRALIA PTY LTD PLAN GROUP NOMINEES PTY LTD PLAN LENDING PTY. LTD. PLAN TECHNOLOGIES PTY. LTD. PLAZA VENTURES LIMITED PLUM FINANCIAL SERVICES LIMITED PMJI INC. PORTSMOUTH INVESTMENT COMPANY PTY LIMITED PRE SELECT AUSTRALIAN EQUITY FUND

PRE SELECT AUSTRALIAN SMALL COMPANIES FUND

PRE SELECT BALANCED FUND PRE SELECT BOUTIQUE AUSTRALIAN EQUITY FUND

PRE SELECT CONSERVATIVE FUND PRE SELECT GROWTH FUND PRE SELECT HIGH GROWTH FUND PRE SELECT INTERNATIONAL EQUITY FUND PRESIMA INC. PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD. PUGET LIMITED QW RAIL LEASING LIMITED REDPOINT INVESTMENT MANAGEMENT PTY LTD RIVER EMBLEY PTY. LIMITED (IN LIQUIDATION) RMBS 2006-2 FINANCE COMPANY PTY LIMITED RMBS 2006-2 HOLDINGS PTY LIMITED RMBS 2006-2 INVESTMENT COMPANY PTY LTD

ROSIE INVESTMENTS PTY LTD (IN LIQUIDATION) RYCEE 3 PTY LIMITED (IN LIQUIDATION)

RYCEE 6 PTY LIMITED (IN LIQUIDATION)

SECURITY BANCSERVICES GROUP INC.

SERV CO PTY LTD

SHADWELL HOLDINGS (UK) LIMITED

ST VINCENT (EQUITIES) LIMITED

ST VINCENT INVESTMENTS (ANCOATS) LIMITED

ST VINCENT INVESTMENTS (DEVELOPMENTS) LIMITED

ST VINCENT INVESTMENTS (LONDON AND SOUTH) LIMITED ST VINCENT INVESTMENTS (NORTH AND SCOTLAND) LIMITED ST VINCENT INVESTMENTS (PROPERTIES) LIMITED

ST VINCENT INVESTMENTS LIMITED STAR COMMODITIES PTY LTD STARFISH COMPANY LIMITED STORECARD LIMITED TASOVAC PTY LIMITED TEMPCO NO.1

THE DEEP IN HULL LIMITED

THE PUGET LIMITED PARTNERSHIP

THE SCOTTISH AGRICULTURAL SECURITIES CORPORATION P.L.C. THE TRUSTEE FOR NCIT - GLOBAL EQUITIES TRUST NO 2

THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 35 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 36 THE TRUSTEE FOR WM POOL - LTAR PART 1 NS TRUST TIERONE REINSURANCE COMPANY TMS CORPORATION OF THE AMERICAS TOKARA PTY LTD TOKENHOUSE INVESTMENTS LIMITED TOP 200 FUND VALEWIN PTY. LIMITED VALLEY HEIGHTS LINCOLN LLC VILEXTON PTY LTD (IN LIQUIDATION) VYNOTAS PTY. LTD. W M POOL - EQUITIES NO. 23 TRUST WAVE (NO.1) LIMITED (IN LIQUIDATION) WEALTHHUB SECURITIES LIMITED WEALTHHUB SECURITIES NOMINEES PTY LIMITED WHOLESALE INCOME BUILDER WHOLESALE AUSTRALIAN SHARE GROWTH STYLE FUND WHOLESALE AUSTRALIAN SHARE VALUE STYLE FUND WHOLESALE CAPITAL INTERNATIONAL GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE GROWTH STYLE FUND WHOLESALE GLOBAL SHARE VALUE STYLE FUND WHOLESALE PROPERTY SECURITIES FUND WILTSHIRE CAPITAL LIMIITED WILTSHIRE CAPITAL MANAGEMENT LIMITED WINTERGREEN REAL ESTATE HOLDINGS, LLC

WM ASIA LIMITED (IN LIQUIDATION) WM AUSTRALIA PTY LIMITED WM FIXED ASSETS (2) PTY LIMITED WM GROUP PTY LIMITED WM LIFE AUSTRALIA LIMITED WM POOL - BANK OF IRELAND GLOBAL EQUITIES TRUST WM POOL - BEM AGGRESSIVE AUSTRALIAN EQUITIES TRUST WM POOL - BEM AUSTRALIAN EQUITIES TRUST WM POOL - BLACKROCK GLOBAL FIXED INTEREST (S) TRUST WM POOL - BRIDGEWATER GLOBAL FIXED INTEREST TRUST WM POOL - CAPITAL INTERNATIONAL GLOBAL EQUITIES TRUST WM POOL - CONCORD AUSTRALIAN EQUITIES TRUST WM POOL - CONTANGO AUSTRALIAN EQUITIES TRUST WM POOL - DIMENSIONAL AUSTRALIAN EQUITIES TRUST WM POOL - EQUITIES TRUST NO 14 WM POOL - EQUITIES TRUST NO 20 WM POOL - EQUITIES TRUST NO. 15

WM POOL - EQUITIES TRUST NO. 16 WM POOL - EQUITIES TRUST NO. 17 WM POOL - EQUITIES TRUST NO. 18 WM POOL - EQUITIES TRUST NO. 19 WM POOL - EQUITIES TRUST NO. 21 WM POOL - EQUITIES TRUST NO. 22 WM POOL - EQUITIES TRUST NO. 26 WM POOL - EQUITIES TRUST NO. 27 WM POOL - EQUITIES TRUST NO. 28 WM POOL - EQUITIES TRUST NO. 31 WM POOL - EQUITIES TRUST NO. 32 WM POOL - EQUITIES TRUST NO. 33 WM POOL - EQUITIES TRUST NO. 34 WM POOL - EQUITIES TRUST NO.1 WM POOL - EQUITIES TRUST NO.11 WM POOL - EQUITIES TRUST NO.2 WM POOL - EQUITIES TRUST NO.9 WM POOL - FIXED INTEREST TRUST NO 1 WM POOL - FIXED INTEREST TRUST NO. 15 WM POOL - FIXED INTEREST TRUST NO. 3 WM POOL - FIXED INTEREST TRUST NO. 5 WM POOL - FIXED INTEREST TRUST NO. 6 WM POOL - FIXED INTEREST TRUST NO. 7 WM POOL - FIXED INTEREST TRUST NO. 8 WM POOL - FIXED INTEREST TRUST NO. 9 WM POOL - GLOBAL EQUITIES TRUST NO 1 WM POOL - GLOBAL EQUITIES TRUST NO. 4 WM POOL - GLOBAL PROPERTIES TRUST WM POOL - HIGH YIELD FIXED INTEREST TRUST WM POOL - INFLATION LINKED SECURITIES TRUST WM POOL - JARDINE FLEMING AUSTRALIAN EQUITIES TRUST WM POOL - LAZARD AUSTRALIAN EQUITIES TRUST

WM POOL - LTAR PART 1 TRUST

WM POOL - MARVIN & PALMER EMERGING MARKETS TRUST WM POOL - MBA AUSTRALIAN EQUITIES TRUST

WM POOL - NSIM AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - NSIM AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - NSIM CASH TRUST

WM POOL - PIMCO GLOBAL FIXED INTEREST (A) TRUST WM POOL - PIMCO GLOBAL FIXED INTEREST (S) TRUST WM POOL - PROPERTY SECURITIES TRUST NO 1 WM POOL - RESOLUTION CAPITAL PROPERTY SECURITIES TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - VANGUARD AUSTRALIAN EQUITIES INDEX TRUST WM POOL - VANGUARD GLOBAL EQUITIES INDEX TRUST WM POOL - WALLARA AUSTRALIAN EQUITIES TRUST WM POOL - WELLINGTON GLOBAL EQUITIES TRUST WM POOL EQUITIES TRUST NO 12

WM POOL GLOBAL EQUITIES TRUST NO 5

WM SECTOR - AUSTRALIAN EQUITIES GROWTH TRUST WM SECTOR - AUSTRALIAN EQUITIES TRUST WM SECTOR - AUSTRALIAN EQUITIES VALUE TRUST WM SECTOR - AUSTRALIAN FIXED INTEREST TRUST WM SECTOR - DIVERSIFIED DEBT (ALL) TRUST WORKING CAPITAL SERVICES PTY LIMITED WORKING CAPITAL SERVICES UK LIMITED XERO LIMITED YB LEASE LIMITED YB TRUST COMPANY LIMITED YORKSHIRE AND CLYDESDALE BANK FOUNDATION YORKSHIRE AND CLYDESDALE BANK PENSION TRUSTEE LIMITED YORKSHIRE BANK COMMERCIAL LEASING LIMITED YORKSHIRE BANK EQUIPMENT LEASING LIMITED YORKSHIRE BANK FINANCIAL SERVICES LIMITED YORKSHIRE BANK HOME LOANS LIMITED YORKSHIRE BANK INVESTMENTS LIMITED YORKSHIRE BANK PLC YORKSHIRE BANK RETAIL SERVICES LIMITED YORLEASE LIMITED YOUNG STREET LIMITED