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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2012

Jul 18, 2012

10425_rns_2012-07-18_70d08c6d-abf0-4ae4-b0e7-94336ecab966.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have the power to control voting or disposal, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 19 July 2012

The previous notice was given to the ASX on: 05 July 2012

The previous notice was dated: 05 July 2012

  • 2,715,753,466 fully paid Ordinary Shares in the capital of ANZ have been issued as at

  • 2. Issued Share Capital 18 July 2012.

3. Previous and present The aggregated number and percentage of shares in each class of voting shares in ANZ aggregated % of in respect of which its controlled entities have power to control voting or disposal, Voting Shares when last required, and when now required, to give a notice to the ASX are:

Class of Shares Previous Notice(1) Previous Notice(1) Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 26,399,783 0.97% 26,692,140 0.98%

Note[(1)] : Previous notice reported a holding of 26,399,738 but this figure was understated by 45 ordinary shares.

4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
687,016 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
808,290 0.03%
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,863,217 0.07%
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
1,050,476 0.04%
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
304,805 0.01%
JP Morgan OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
120,544 0.00%
OnePath Nominees / Reserve
Bank of NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
35,995 0.00%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
Trustees Executors(TEA) OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
23,648 0.00%
Citi Group / Reserve Bank of
NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
371,811 0.01%
Citi Group/ OnePath Australia OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
484,093 0.02%
Reserve Bank of NZ OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
24,629 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
468,432 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ING
Wholesale Protected Aus 50 Trust
36,246 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,915,063 0.07%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Select Leaders Pool
1,036,563 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Tax Effective Income Trust
1,634,560 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
90,604 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,637,460 0.10%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,100,559 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
702,786 0.03%
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUD EQU – FORTIS 130/30
(OPSFTE)
1,389,315 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX – ORION(OPSORE)
4,728,207 0.17%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMAX AUST EQUITIES –
TYNDALL(OPSTYE)
2,011,694 0.07%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
980,087 0.04%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
259,028 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
572,176 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
195,636 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
159,200 0.00%
Aggregation 26,692,140 0.98%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
05/07/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -1,596
05/07/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out to new
custodian
Nil Ordinary fully
paid
-2,997
05/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 140,633.42 Ordinary fully
paid
-6,258
05/07/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 17,920.00 Ordinary fully
paid
-800
05/07/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,014.40 Ordinary fully
paid
280
05/07/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 28,002.00 Ordinary fully
paid
1,300
06/07/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 2,823
06/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,623.57 Ordinary fully
paid
-128
06/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 3,774.52 Ordinary fully
paid
168
06/07/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 8,641.74 Ordinary fully
paid
383
09/07/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 49
09/07/2012 ANZ Trustees as
manager for
various private
clients
On-market purchase 64,806.72 Ordinary fully
paid
2,888
09/07/2012 ANZ Trustees as
manager for
various private
clients
On-market purchase 34,894.20 Ordinary fully
paid
1,555
09/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 234,611.52 Ordinary fully
paid
10,445
09/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 17,173.17 Ordinary fully
paid
763
09/07/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 36,282.29 Ordinary fully
paid
1,670
10/07/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 24
10/07/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out to new
custodian
Nil Ordinary fully
paid
-1,794
10/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,094.53 Ordinary fully
paid
175
10/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,094.53 Ordinary fully
paid
175
10/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 13,763.63 Ordinary fully
paid
-484
10/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,560.31 Ordinary fully
paid
191
10/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 21,684.98 Ordinary fully
paid
-971
10/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX –
ORION
(OPSORE)
On-market sale 967,339.72 Ordinary fully
paid
-43,282
10/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMAX AUST
EQUITIES –
TYNDALL
(OPSTYE)
On-market sale 1,267,502.05 Ordinary fully
paid
-56,819
11/07/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out to new
custodian
Nil Ordinary fully
paid
-2,268
11/07/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-1,548
11/07/2012 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 275,028.31 Ordinary fully
paid
12,277
11/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 1,184,822.55 Ordinary fully
paid
52,795
11/07/2012 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 139,914.68 Ordinary fully
paid
6,233
11/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 25,012.34 Ordinary fully
paid
-1,115
11/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX AUST
SHRS HYPERION
(OPSHPE)
On-market sale 557,768.97 Ordinary fully
paid
-25,087
11/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMAX AUST
EQUITIES –
TYNDALL
(OPSTYE)
On-market sale 669,846.59 Ordinary fully
paid
-30,055
11/07/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,212.87 Ordinary fully
paid
321
11/07/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,994.70 Ordinary fully
paid
445
12/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,044.56 Ordinary fully
paid
174
12/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,878.54 Ordinary fully
paid
173
12/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,627.29 Ordinary fully
paid
-200
12/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 4,700.61 Ordinary fully
paid
-212
12/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMAX AUST
EQUITIES –
TYNDALL
(OPSTYE)
On-market sale 432,068.73 Ordinary fully
paid
-19,437
13/07/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out to new
custodian
Nil Ordinary fully
paid
-1,802
13/07/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out to new
custodian
Nil Ordinary fully
paid
-4,795
13/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 22,129.45 Ordinary fully
paid
-785
13/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,752.35 Ordinary fully
paid
-275
13/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 16,336.91 Ordinary fully
paid
733
13/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 3,597.16 Ordinary fully
paid
-161
13/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMAX AUST
EQUITIES –
TYNDALL
(OPSTYE)
On-market sale 405,944.82 Ordinary fully
paid
-18,181
16/07/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 92
16/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,465.73 Ordinary fully
paid
223
16/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 13,258.82 Ordinary fully
paid
-590
17/07/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 194
17/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,509.45 Ordinary fully
paid
-88
17/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,334.50 Ordinary fully
paid
-152
17/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,066.80 Ordinary fully
paid
-137
17/07/2012 Private
Nominees
Limited as
trustee for
various private
clients
Transfer out 2,405.36 Ordinary fully
paid
-107
17/07/2012 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 219,780.78 Ordinary fully
paid
-9,792
17/07/2012 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 34,297.17 Ordinary fully
paid
-1,190
17/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 24,341.71 Ordinary fully
paid
1,064
17/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 118,140.28 Ordinary fully
paid
5,169
17/07/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,039.50 Ordinary fully
paid
450
18/07/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -57
18/07/2012 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 447,135.58 Ordinary fully
paid
-19,583
18/07/2012 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 1,503.69 Ordinary fully
paid
-52
18/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian
Share Trust
On-market purchase 335,914.41 Ordinary fully
paid
14,624
18/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for
Blue ChipPool
On-market purchase 4,646,823.74 Ordinary fully
paid
202,299
18/07/2012 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Australian
Industrial
Equities Fund
On-market purchase 5,168,267.47 Ordinary fully
paid
225,000
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
OnePath (NZ)
Limited
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
OnePath Nominees
Ltd
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

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Capacity Company Secretary

Date 19 July 2012