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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2012

Oct 10, 2012

10425_rns_2012-10-10_84959c2c-e6f0-45fe-80b9-8e19cc5c86bc.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 11 October 2012

The previous notice was given to the ASX on:

The previous notice was dated:

27 September 2012

27 September 2012

2,717,448,678 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 10 October 2012.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 24,166,406 0.89% 22,880,697 0.84%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Shares
Class of Shares Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 24,166,406 0.89% 22,880,697 0.84%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
678,071 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
808,290 0.03%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,905,340 0.07%
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
899,686 0.03%
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
476,079 0.02%
JP Morgan OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
116,823 0.00%
OnePath Nominees / Reserve
Bank of NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
34,744 0.00%
Trustees Executors(TEA) OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
23,648 0.00%
Citi Group / Reserve Bank of
NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
353,266 0.01%
Citi Group/ OnePath Australia OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
674,790 0.02%
Reserve Bank of NZ OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
24,629 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
467,771 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ING
Wholesale Protected Aus 50 Trust
88,076 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,673,063 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
64,244 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,110,769 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
1,998,900 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
532,938 0.02%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUD EQU – FORTIS 130/30
(OPSFTE)
1,265,985 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX – ORION(OPSORE)
4,611,259 0.17%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMAX AUST EQUITIES –
TYNDALL(OPSTYE)
2,105,029 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
747,908 0.03%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
279,352 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
585,201 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
195,636 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
159,200 0.01%
Aggregation 22,880,697 0.84%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
27/09/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 7,904
27/09/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-1,761
27/09/2012 OnePath Funds
Management
Ltd as
responsible
entity for
ANZ Australian
Industrial
Equities Fund
On-market sale 1,455,606.19 Ordinary fully
paid
-59,300
27/09/2012 OnePath Funds
Management
Ltd as
responsible
entity for
ANZ Select
Leaders Pool
On-market sale 8,667,410.72 Ordinary fully
paid
-353,102
27/09/2012 OnePath Funds
Management
Ltd as
responsible
entity for
Blue ChipPool
On-market sale 2,047,200.87 Ordinary fully
paid
-83,401
27/09/2012 OnePath Funds
Management
Ltd as
responsible
entity for
Tax Effective
Income Trust
On-market sale 14,134,083.35 Ordinary fully
paid
-575,809
27/09/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian
Share Trust
On-market sale 158,570.26 Ordinary fully
paid
-6,460
27/09/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 668,580.20 Ordinary fully
paid
27,092
27/09/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 7,410.00 Ordinary fully
paid
-300
27/09/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 12,012.30 Ordinary fully
paid
488
28/09/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,560.49 Ordinary fully
paid
-150
28/09/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,744.87 Ordinary fully
paid
-400
28/09/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,556.87 Ordinary fully
paid
-146
28/09/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,241.32 Ordinary fully
paid
-92
28/09/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 3,622.451.70 Ordinary fully
paid
-146,410
28/09/2012 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market sale 1,524,146.37 Ordinary fully
paid
-61,602
28/09/2012 OnePath Funds
Management
Ltd as
responsible
entity for
Blue ChipPool
On-market sale 2,029,360.18 Ordinary fully
paid
-81,982
28/09/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 67,317.46 Ordinary fully
paid
2,719
28/09/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 11,851.84 Ordinary fully
paid
-481
28/09/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,058.48 Ordinary fully
paid
286
28/09/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 25,075.71 Ordinary fully
paid
1,015
01/10/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 147
02/10/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 59
02/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 18,044.72 Ordinary fully
paid
575
02/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,480.05 Ordinary fully
paid
180
02/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,687.66 Ordinary fully
paid
-185
02/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,721.67 Ordinary fully
paid
-56
02/10/2012 ANZ Trustees as
trustee for
various estates
and trusts
On-market sale 2,842.02 Ordinary fully
paid
-114
02/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,052.40 Ordinary fully
paid
371
02/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 7,789.98 Ordinary fully
paid
-319
03/10/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 248
03/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
Transfer out 5,875.23 Ordinary fully
paid
-237
03/10/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
in
Nil Ordinary fully
paid
5,500
03/10/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 385,546.49 Ordinary fully
paid
15,386
03/10/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 110,055.91 Ordinary fully
paid
4,392
04/10/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 10,975
04/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,156.57 Ordinary fully
paid
258
04/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,168.24 Ordinary fully
paid
290
04/10/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 3,472.16 Ordinary fully
paid
137
04/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,588.62 Ordinary fully
paid
-186
04/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,034.12 Ordinary fully
paid
244
04/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 17,891.16 Ordinary fully
paid
722
04/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,688.80 Ordinary fully
paid
431
04/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 13,312.23 Ordinary fully
paid
537
04/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,870.49 Ordinary fully
paid
237
04/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,523.71 Ordinary fully
paid
223
05/10/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 334
05/10/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 19,718.00 Ordinary fully
paid
773
05/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,857.75 Ordinary fully
paid
115
05/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,516.16 Ordinary fully
paid
221
08/10/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 250
08/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
Transfer out Nil Ordinary fully
paid
-268
08/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
Transfer in Nil Ordinary fully
paid
633
08/10/2012 ANZ Trustees as
manager for
various private
clients
On-market purchase 59,497.17 Ordinary fully
paid
2,325
08/10/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 73,649.50 Ordinary fully
paid
2,885
08/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 17,978.76 Ordinary fully
paid
716
08/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 13,665.28 Ordinary fully
paid
544
08/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 16,528.96 Ordinary fully
paid
658
08/10/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 10,019.50 Ordinary fully
paid
390
09/10/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 7,398
09/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,339.24 Ordinary fully
paid
-268
09/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,719.63 Ordinary fully
paid
-187
09/10/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-1,000
09/10/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 34,165.80 Ordinary fully
paid
-1,334
09/10/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 729.93 Ordinary fully
paid
-29
09/10/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 8,890.83 Ordinary fully
paid
351
09/10/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 5,043.72 Ordinary fully
paid
-209
09/10/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 10,034.54 Ordinary fully
paid
388
10/10/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 10,459
10/10/2012 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market purchase 228,486.92 Ordinary fully
paid
8,907
10/10/2012 Private
Nominees
Limited as
trustee for
various private
clients
Transfer in Nil Ordinary fully
paid
1,503
10/10/2012 ANZ Trustees as
manager for
various private
clients
On-market sale 8,653.01 Ordinary fully
paid
-340
10/10/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 24,929.23 Ordinary fully
paid
975
10/10/2012 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market sale 758,549.32 Ordinary fully
paid
-29,687
10/10/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 9,986.59 Ordinary fully
paid
-489
10/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,499.53 Ordinary fully
paid
257
10/10/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,460.89 Ordinary fully
paid
97
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
OnePath (NZ)
Limited
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
OnePath Nominees
Ltd
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley Capacity Company Secretary

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Date 11 October 2012