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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2012

Dec 5, 2012

10425_rns_2012-12-05_a1f18c9c-2bf8-4fcd-a99d-e5d25935974e.pdf

Major Shareholding Notification

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Notice given in accordance with Corporations Act Subsection 259C(2) Exemption To Company Announcements Australian Securities Exchange Level 4 20 Bridge Street SYDNEY NSW 2000 1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 06 December 2012

The previous notice was given to the ASX on: 22 November 2012

The previous notice was dated: 22 November 2012

2,721,239,295 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 05 December 2012.

3(a). Previous and present aggregated % of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,953,536 0.81% 21,798,491 0.80%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,953,536 0.81% 21,798,491 0.80%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various estates and trusts;
ANZ Trustees as trustee for various
estates and trusts
665,333 0.03%
ANZ Trustees and various co
trustees as co trustees for
various estates and trusts;
ANZ Trustees and various co
trustees as co trustees for various
estates and trusts
813,096 0.03%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ Trustees as trustee for
various internal common
funds;
ANZ Trustees as trustee for various
internal common funds
1,827,842 0.07%
ANZ Trustees as manager for
variousprivate clients.
ANZ Trustees as manager for
variousprivate clients
881,234 0.03%
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
293,607 0.01%
JP Morgan OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
116,823 0.00%
OnePath Nominees / Reserve
Bank of NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
34,094 0.00%
Trustees Executors(TEA) OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
23,648 0.00%
Citi Group / Reserve Bank of
NZ
OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
353,266 0.01%
Citi Group/ OnePath Australia OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
578,854 0.02%
Reserve Bank of NZ OnePath (NZ) Limited on behalf of
various investment funds and
clientportfolios
24,629 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
437,095 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ING
Wholesale Protected Aus 50 Trust
53,050 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,611,063 0.06%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
77,365 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
2,110,769 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,009,125 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
551,906 0.02%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
UBS Nominees Pty Limited OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUD EQU – FORTIS 130/30
(OPSFTE)
1,223,739 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX – ORION(OPSORE)
4,340,714 0.16%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMAX AUST EQUITIES –
TYNDALL(OPSTYE)
1,813,464 0.07%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX AUST SHRS HYPERION
(OPSHPE)
723,542 0.03%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
289,468 0.01%
OnePath Custodian Pty Ltd OnePath Custodian Pty Ltd as
responsible entity for Portfolio
One
589,929 0.02%
ANZ Nominees Limited FSP Funds Management Ltd as
responsible entity for FSP
AUSTRALIAN EQUITIES LEADERS
FUND
195,636 0.01%
ANZ Nominees Limited FSP Equities Management Ltd as
responsible entity for FSP EQUITY
LEADERS FUND
159,200 0.01%
Aggregation 21,798,491 0.80%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
22/11/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-1,004
22/11/2012 OnePath (NZ)
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 15,289.38 Ordinary fully
paid
-650
22/11/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
out
8,160.21 Ordinary fully
paid
-570
22/11/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 23,901.90 Ordinary fully
paid
1,000
22/11/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 20,145.49 Ordinary fully
paid
-1,000
22/11/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
out
59,939.50 Ordinary fully
paid
2,519
22/11/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 4,849.90 Ordinary fully
paid
-220
23/11/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 571
23/11/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-27
23/11/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-27
23/11/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-28
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,078.96 Ordinary fully
paid
233
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,043.38 Ordinary fully
paid
166
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,524.29 Ordinary fully
paid
116
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,791.00 Ordinary fully
paid
-195
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,751.59 Ordinary fully
paid
-160
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,076.36 Ordinary fully
paid
200
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 17,165.71 Ordinary fully
paid
565
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 13,124.93 Ordinary fully
paid
432
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,333.92 Ordinary fully
paid
183
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 9,084.15 Ordinary fully
paid
299
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,040.78 Ordinary fully
paid
133
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,043.38 Ordinary fully
paid
166
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,952.23 Ordinary fully
paid
163
23/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
Transfer out 2,445.22 Ordinary fully
paid
-103
23/11/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 20,019.40 Ordinary fully
paid
848
23/11/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,841.58 Ordinary fully
paid
459
23/11/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 20,145.49 Ordinary fully
paid
-1,465
26/11/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-2,216
26/11/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX –
ORION
(OPSORE)
On-market sale 228,807.09 Ordinary fully
paid
-9,739
26/11/2012 OnePath Funds
Management
Ltd as
responsible
entity for ANZ
Australian
Industrial
Equities Fund
On-market sale 1,463,566.27 Ordinary fully
paid
-62,000
26/11/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 20,278.80 Ordinary fully
paid
-860
26/11/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,974.88 Ordinary fully
paid
168
26/11/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
in
643.25 Ordinary fully
paid
25
27/11/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
in
Nil Ordinary fully
paid
8,154
27/11/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-3,568
27/11/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-3,568
27/11/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 14,411.44 Ordinary fully
paid
604
27/11/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,177.25 Ordinary fully
paid
175
27/11/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
out
13,870.98 Ordinary fully
paid
-643
28/11/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 1,036
28/11/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-1,182
28/11/2012 ANZ Trustees as
manager for
various private
clients
On-market purchase 27,170.00 Ordinary fully
paid
1,144
28/11/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
in
Nil Ordinary fully
paid
2,000
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
Transfer In 7,852.14 Ordinary fully
paid
267
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,960.38 Ordinary fully
paid
-167
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 14,537.21 Ordinary fully
paid
-613
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,549.28 Ordinary fully
paid
-234
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 19,825.62 Ordinary fully
paid
-836
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,497.87 Ordinary fully
paid
-274
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,810.14 Ordinary fully
paid
-245
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,613.55 Ordinary fully
paid
-154
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,762.71 Ordinary fully
paid
-243
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,669.29 Ordinary fully
paid
-256
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,887.36 Ordinary fully
paid
-63
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,442.63 Ordinary fully
paid
-103
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,651.95 Ordinary fully
paid
-407
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,762.71 Ordinary fully
paid
-243
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,916.93 Ordinary fully
paid
-123
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 15,368.52 Ordinary fully
paid
-513
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,976.06 Ordinary fully
paid
-333
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 10,245.69 Ordinary fully
paid
-342
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,846.02 Ordinary fully
paid
-95
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,807.69 Ordinary fully
paid
-294
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,652.09 Ordinary fully
paid
-154
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,110.48 Ordinary fully
paid
-342
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,169.84 Ordinary fully
paid
-218
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,663.88 Ordinary fully
paid
-281
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,343.65 Ordinary fully
paid
-394
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,153.51 Ordinary fully
paid
331
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,462.23 Ordinary fully
paid
-399
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,940.50 Ordinary fully
paid
-377
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 11,384.09 Ordinary fully
paid
-380
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 29,239.14 Ordinary fully
paid
-976
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,549.28 Ordinary fully
paid
-234
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,936.67 Ordinary fully
paid
-166
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 12,492.54 Ordinary fully
paid
-417
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,376.90 Ordinary fully
paid
-313
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 11,359.42 Ordinary fully
paid
-479
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,865.52 Ordinary fully
paid
-163
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,723.23 Ordinary fully
paid
-157
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,592.73 Ordinary fully
paid
-278
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,687.59 Ordinary fully
paid
-282
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 55,212.84 Ordinary fully
paid
-1843
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 22,169.02 Ordinary fully
paid
-740
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,793.30 Ordinary fully
paid
-160
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,952.43 Ordinary fully
paid
-251
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,138.17 Ordinary fully
paid
-301
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,331.87 Ordinary fully
paid
-267
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,928.71 Ordinary fully
paid
-250
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,549.28 Ordinary fully
paid
-234
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,486.09 Ordinary fully
paid
-147
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,300.34 Ordinary fully
paid
-97
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,296.37 Ordinary fully
paid
-139
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,102.67 Ordinary fully
paid
-173
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,331.87 Ordinary fully
paid
-267
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 11,003.69 Ordinary fully
paid
-464
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,987.44 Ordinary fully
paid
-300
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,220.90 Ordinary fully
paid
105
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,177.79 Ordinary fully
paid
-134
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,920.76 Ordinary fully
paid
-334
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,040.16 Ordinary fully
paid
-235
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,920.76 Ordinary fully
paid
-334
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 14,589.61 Ordinary fully
paid
-487
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,594.98 Ordinary fully
paid
-120
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,371.49 Ordinary fully
paid
-100
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,371.48 Ordinary fully
paid
-100
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,177.79 Ordinary fully
paid
-134
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,509.66 Ordinary fully
paid
-401
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 10,292.25 Ordinary fully
paid
-434
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,703.43 Ordinary fully
paid
-157
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,332.55 Ordinary fully
paid
-178
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,960.38 Ordinary fully
paid
-167
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,920.76 Ordinary fully
paid
-334
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,877.31 Ordinary fully
paid
-290
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,509.66 Ordinary fully
paid
-401
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,750.78 Ordinary fully
paid
-369
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,549.28 Ordinary fully
paid
-234
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,100.08 Ordinary fully
paid
-237
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,177.79 Ordinary fully
paid
-134
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,331.87 Ordinary fully
paid
-267
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,082.93 Ordinary fully
paid
-130
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,927.52 Ordinary fully
paid
-298
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,557.23 Ordinary fully
paid
-150
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,114.46 Ordinary fully
paid
-300
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,742.97 Ordinary fully
paid
-200
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 15,098.90 Ordinary fully
paid
-504
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 20,012.03 Ordinary fully
paid
-668
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,774.64 Ordinary fully
paid
-117
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,549.28 Ordinary fully
paid
-234
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,496.73 Ordinary fully
paid
-317
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 11,833.46 Ordinary fully
paid
-395
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 20,012.03 Ordinary fully
paid
-668
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 23,307.43 Ordinary fully
paid
-778
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,960.38 Ordinary fully
paid
-167
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,177.79 Ordinary fully
paid
-134
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,549.28 Ordinary fully
paid
-234
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 15,841.53 Ordinary fully
paid
-668
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 16,007.53 Ordinary fully
paid
-675
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 14,086.63 Ordinary fully
paid
-594
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 11,114.47 Ordinary fully
paid
-371
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 18,574.04 Ordinary fully
paid
-620
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,367.51 Ordinary fully
paid
-142
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 12,043.17 Ordinary fully
paid
-402
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,051.27 Ordinary fully
paid
-213
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,375.32 Ordinary fully
paid
-311
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,931.71 Ordinary fully
paid
-198
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,508.11 Ordinary fully
paid
-284
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,759.16 Ordinary fully
paid
-259
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,221.25 Ordinary fully
paid
-178
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 9,248.80 Ordinary fully
paid
-390
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 15,967.69 Ordinary fully
paid
-533
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,418.78 Ordinary fully
paid
-355
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,367.51 Ordinary fully
paid
-142
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,367.51 Ordinary fully
paid
-142
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,735.02 Ordinary fully
paid
-284
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,860.41 Ordinary fully
paid
-229
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,051.27 Ordinary fully
paid
-213
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,794.38 Ordinary fully
paid
-160
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,051.27 Ordinary fully
paid
-213
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,927.52 Ordinary fully
paid
-298
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,126.39 Ordinary fully
paid
-174
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,268.67 Ordinary fully
paid
-180
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,164.18 Ordinary fully
paid
-139
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,152.80 Ordinary fully
paid
-172
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,616.44 Ordinary fully
paid
-279
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,482.11 Ordinary fully
paid
-189
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,126.39 Ordinary fully
paid
-174
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,905.00 Ordinary fully
paid
-249
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,252.77 Ordinary fully
paid
-348
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,956.41 Ordinary fully
paid
-209
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,786.43 Ordinary fully
paid
-244
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 10,425.43 Ordinary fully
paid
-348
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,252.77 Ordinary fully
paid
-348
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,098.70 Ordinary fully
paid
-215
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,146.12 Ordinary fully
paid
-217
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 59,939.48 Ordinary fully
paid
1,954
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,960.38 Ordinary fully
paid
-167
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,454.42 Ordinary fully
paid
-230
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,920.76 Ordinary fully
paid
-334
28/11/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,952.43 Ordinary fully
paid
-251
28/11/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 15,750.21 Ordinary fully
paid
661
29/11/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-1,745
29/11/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX –
ORION
(OPSORE)
On-market sale 115,892.58 Ordinary fully
paid
-4,821
30/11/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 15,156.93 Ordinary fully
paid
622
30/11/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 19,992.00 Ordinary fully
paid
850
03/12/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-1,744
03/12/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-1,744
03/12/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX AUST
SHRS HYPERION
(OPSHPE)
On-market sale 598,735.55 Ordinary fully
paid
-24,366
03/12/2012 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX –
ORION
(OPSORE)
On-market sale 350,981.53 Ordinary fully
paid
-14,235
03/12/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 18,301.33 Ordinary fully
paid
741
03/12/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,375.30 Ordinary fully
paid
269
03/12/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 30,773.31 Ordinary fully
paid
-2,483
03/12/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer
in
36,647.54 Ordinary fully
paid
2,483
04/12/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable -4,351
04/12/2012 ANZ Trustees as
trustee for
various estates
and trusts
Off-market transfer
out
Nil Ordinary fully
paid
-27
04/12/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market purchase 17,932.03 Ordinary fully
paid
729
04/12/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,324.88 Ordinary fully
paid
-139
04/12/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 1,435.20 Ordinary fully
paid
-60
04/12/2012 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,997.50 Ordinary fully
paid
250
05/12/2012 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Not applicable 4,488
05/12/2012 ANZ Trustees as
manager for
various private
clients
Off-market transfer
out
Nil Ordinary fully
paid
-1,502
05/12/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 7,547.15 Ordinary fully
paid
-308
05/12/2012 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,121.28 Ordinary fully
paid
-209
05/12/2012 OnePath Funds
Management
Ltd as
responsible
entity for ING
Wholesale
Protected Aus
50 Trust
On-market sale 17,283.75 Ordinary fully
paid
-698
05/12/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 20,000.00 Ordinary fully
paid
-1,000
05/12/2012 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 16,160.00 Ordinary fully
paid
-1,100
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Trustees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
OnePath Australia
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Funds
Management Ltd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Life
Limited
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath Custodian
PtyLtd
Level 13, 347 Kent Street, Sydney NSW 2000
OnePath
Investment
Management Ltd
Level 21, 83 Clarence Street Sydney NSW 2000
Oasis Fund
Management Ltd
Level 14, 347 Kent Street, Sydney NSW 2000
FSP Portfolio
Administration Ltd
Level 34 Australia Square 264-278 George Street, Sydney NSW 2000
OnePath (NZ)
Limited
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
OnePath Nominees
Ltd
ASB Bank Centre, 135 Albert Street, PO Box 7149 Auckland, New Zealand
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
UBS Nominees Pty
Limited
Level 16 Chifley Tower 2 Chifley Sq Sydney
Reserve Bank of
New Zealand
2 The Terrace, PO Box 2498, Wellington 6011, New Zealand
Trustees Executors
Limited
Level 5, 10 Customhouse Quay, PO Box 10-519, Wellington, New Zealand
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 06 December 2012