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ANALOG DEVICES INC — Director's Dealing 2014
Jan 7, 2014
29843_dirs_2014-01-07_e22bbb8e-e0ba-46c4-b176-c01738ce7daf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANALOG DEVICES INC (ADI)
CIK: 0000006281
Period of Report: 2014-01-04
Reporting Person: ROCHE VINCENT (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-04 | Comm Stock-$.16-2/3 value | M | 12070.0000 | $0.0000 | Acquired | 20716.0000 | Direct |
| 2014-01-06 | Comm Stock-$.16-2/3 value | M | 8000.0000 | $19.5700 | Acquired | 28716.0000 | Direct |
| 2014-01-06 | Comm Stock-$.16-2/3 value | F | 3993.0000 | $49.3300 | Disposed | 24723.0000 | Direct |
| 2014-01-06 | Comm Stock-$.16-2/3 value | S | 8000.0000 | $49.3430 | Disposed | 16723.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-04 | Restricted Stock Unit (RSU) | $0.0000 | M | 12070.0000 | Disposed | Comm Stock-$.16-2/3 value (12070.0000) | Direct | |
| 2014-01-06 | Non-Qualified Stock Option (right to buy) | $19.5700 | M | 8000.0000 | Disposed | 2019-01-05 | Comm Stock-$.16-2/3 value (8000.0000) | Direct |
Footnotes
F1: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: These shares were disposed of in multiple transactions on January 6, 2014 at actual sales prices ranging from $49.160 to $49.460 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The Restricted Stock Units granted to the reporting person on January 4, 2011 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.
F4: This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2009.