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Amplitude, Inc. Director's Dealing 2021

Oct 1, 2021

31905_dirs_2021-09-30_bf8170df-e7ff-4c33-8d89-ae32a2d2c744.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Amplitude, Inc. (AMPL)
CIK: 0001866692
Period of Report: 2021-09-28

Reporting Person: SPURLOCK STEVEN M (10% Owner)
Reporting Person: Cohler Matt (10% Owner)
Reporting Person: FENTON PETER H (10% Owner)
Reporting Person: GURLEY J WILLIAM (10% Owner)
Reporting Person: Hu An-Yen (10% Owner)
Reporting Person: LASKY MITCHELL (10% Owner)
Reporting Person: Puttagunta Chetan (Director)
Reporting Person: Tavel Sarah E (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-28 Class A Common Stock S 600000 $50.00 Disposed 926430 Indirect
2021-09-28 Class A Common Stock S 200000 $53.2763 Disposed 726430 Indirect
2021-09-28 Class A Common Stock S 200000 $54.2026 Disposed 526430 Indirect
2021-09-28 Class A Common Stock C 1473570 Acquired 2000000 Indirect
2021-09-28 Class A Common Stock J 2000000 Disposed 0 Indirect
2021-09-28 Class A Common Stock J 32898 Acquired 32898 Indirect
2021-09-29 Class A Common Stock S 126 $52.2380 Disposed 32772 Indirect
2021-09-29 Class A Common Stock S 581 $53.2410 Disposed 32191 Indirect
2021-09-29 Class A Common Stock S 912 $54.2812 Disposed 31279 Indirect
2021-09-28 Class A Common Stock J 115499 Acquired 115499 Indirect
2021-09-28 Class A Common Stock J 79808 Acquired 79808 Indirect
2021-09-29 Class A Common Stock S 257 $52.2380 Disposed 79551 Indirect
2021-09-29 Class A Common Stock S 1193 $53.2410 Disposed 78358 Indirect
2021-09-29 Class A Common Stock S 1869 $54.2812 Disposed 76489 Indirect
2021-09-28 Class A Common Stock J 3940 Acquired 3940 Indirect
2021-09-28 Class A Common Stock J 99150 Acquired 99150 Indirect
2021-09-28 Class A Common Stock J 7880 Acquired 7880 Indirect
2021-09-28 Class A Common Stock J 95210 Acquired 95210 Indirect
2021-09-28 Class A Common Stock J 55650 Acquired 55650 Indirect
2021-09-29 Class A Common Stock S 279 $52.2380 Disposed 55371 Indirect
2021-09-29 Class A Common Stock S 1293 $53.2410 Disposed 54078 Indirect
2021-09-29 Class A Common Stock S 2027 $54.2812 Disposed 52051 Indirect
2021-09-28 Class A Common Stock J 696 Acquired 696 Indirect
2021-09-28 Class A Common Stock J 12497 Acquired 12497 Indirect
2021-09-29 Class A Common Stock S 63 $52.2380 Disposed 12434 Indirect
2021-09-29 Class A Common Stock S 291 $53.2410 Disposed 12143 Indirect
2021-09-29 Class A Common Stock S 455 $54.2812 Disposed 11688 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-28 Class B Common Stock $ C 1473570 Disposed Class A Common Stock (1473570) Indirect

Footnotes

F1: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F2: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 28, 2021. The actual sale prices ranged from a low of $53 to a high of $53.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F3: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 28, 2021. The actual sale prices ranged from a low of $54.01 to a high of $54.68, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F4: Conversion of a derivative security in accordance of its terms.

F5: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees.

F6: Shares are held by Steven M. Spurlock's family partnership.

F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $51.81 to a high of $52.57, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $52.85 to a high of $53.8, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F9: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $53.875 to a high of $54.67, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F10: Shares are held by Matthew R. Cohler's trust entity.

F11: Shares are held by Peter H. Fenton's trust entities.

F12: Shares are held by Mitchell H. Lasky's family partnership.

F13: Shares are held by Mitchell H. Lasky's trust entity.

F14: Shares are held by J. William Gurley's family partnerships.

F15: Shares are held by J. William Gurley's trust entity

F16: Shares are held by Sarah Tavel.

F17: Shares held by An-Yen Hu's trust entity.

F18: Shares held by Chetan Puttagunta's trust entity.

F19: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).