AI assistant
Amplitude, Inc. — Director's Dealing 2021
Oct 2, 2021
31905_dirs_2021-10-01_77f5b7c7-c845-44f5-b8bf-22c1f999d27e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amplitude, Inc. (AMPL)
CIK: 0001866692
Period of Report: 2021-09-30
Reporting Person: Johnson Jennifer L. (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-30 | Class A Common Stock | M | 250477 | $4.19 | Acquired | 250477 | Direct |
| 2021-09-30 | Class A Common Stock | S | 17400 | $52.9286 | Disposed | 233077 | Direct |
| 2021-09-30 | Class A Common Stock | S | 233077 | $53.918 | Disposed | 0 | Direct |
| 2021-10-01 | Class A Common Stock | M | 80773 | $4.19 | Acquired | 80773 | Direct |
| 2021-10-01 | Class A Common Stock | S | 16472 | $50.9872 | Disposed | 64301 | Direct |
| 2021-10-01 | Class A Common Stock | S | 16804 | $51.9414 | Disposed | 47497 | Direct |
| 2021-10-01 | Class A Common Stock | S | 14882 | $53.2761 | Disposed | 32615 | Direct |
| 2021-10-01 | Class A Common Stock | S | 32615 | $54.2258 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-30 | Stock Option (Right to Buy) | $4.19 | M | 250477 | Disposed | 2030-11-10 | Class A Common Stock (250477) | Direct |
| 2021-10-01 | Stock Option (Right to Buy) | $4.19 | M | 80773 | Disposed | 2030-11-10 | Class A Common Stock (80773) | Direct |
Footnotes
F1: This transaction was executed in multiple trades in prices ranging from $52.41 to $53.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2: This transaction was executed in multiple trades in prices ranging from $53.41 to $54.39, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: This transaction was executed in multiple trades in prices ranging from $50.61 to $51.60, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: This transaction was executed in multiple trades in prices ranging from $51.69 to $52.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: This transaction was executed in multiple trades in prices ranging from $52.75 to $53.74, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: This transaction was executed in multiple trades in prices ranging from $53.75 to $54.70, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7: 25% of the shares subject to the option vest on the first anniversary measured from September 30, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.