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Amplitude, Inc. — Director's Dealing 2021
Nov 17, 2021
31905_dirs_2021-11-16_461e4216-2fdf-4ecd-8ae6-8c6f976aa4b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amplitude, Inc. (AMPL)
CIK: 0001866692
Period of Report: 2021-11-12
Reporting Person: Vuong Hoang (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-12 | Class A Common Stock | M | 100000.00 | $2.26 | Acquired | 123999.00 | Direct |
| 2021-11-12 | Class A Common Stock | S | 74313.00 | $73.2399 | Disposed | 49686.00 | Direct |
| 2021-11-12 | Class A Common Stock | S | 25687.00 | $74.1852 | Disposed | 23999.00 | Direct |
| 2021-11-12 | Class A Common Stock | J | 372.00 | $0.00 | Acquired | 372.00 | Indirect |
| 2021-11-15 | Class A Common Stock | M | 7373.00 | $2.26 | Acquired | 31372.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-12 | Stock Option (Right to Buy) | $2.26 | M | 100000.00 | Disposed | 2029-06-04 | Class A Common Stock (100000.00) | Direct |
| 2021-11-15 | Stock Option (Right to Buy) | $2.26 | M | 7373.00 | Disposed | 2029-06-04 | Class A Common Stock (7373.00) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $73.00 to $73.985. The price reported above reflects the weighted average sale price. The reporting person hereby
undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was
effected.
F2: This transaction was executed in multiple trades at prices ranging from $74.02 to $74.485. The price reported above reflects the weighted average sale price. The reporting person hereby
undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was
effected.
F3: Pro rata distribution from an investment fund of which the Reporting Person is a limited partner.
F4: Securities held by a trust over which the Reporting Person exercises voting and dispositive control.
F5: The option is early exercisable. 1/48th of the shares subject to the option vest on each monthly anniversary measured from April 29, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.