AMPHENOL CORP /DE/ — Regulatory Filings 2017

May 19, 2017

S-8 1 a17-13806_1s8.htm S-8

*As filed with the Securities and Exchange Commission on May 19, 2017.*

*Registration No. 333-*

*UNITED STATES*

*SECURITIES AND EXCHANGE COMMISSION*

*Washington, D.C. 20549*

*FORM S-8*

*REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933*

*AMPHENOL CORPORATION*

(Exact name of registrant as specified in its charter )

Delaware	22-2785165
(State or other jurisdiction of	(I.R.S. Employer
incorporation or organization)	Identification No.)

*358 Hall Avenue*

*Wallingford, Connecticut 06492*

(Address of Principal Executive Offices)

*2017 Stock Purchase and Option Plan for Key Employees of Amphenol and Subsidiaries*

(Full title of the plan)

*Lance E. D’Amico*

*Vice President, Secretary and General Counsel*

*Amphenol Corporation*

*358 Hall Avenue*

*Wallingford, CT 06492*

(Name and address of agent for service)

*(203)-265-8900*

(Telephone number, including area code, of agent for service)

*Copies to:*

*Brian D. Miller*

Latham & Watkins LLP

555 11th Street, N.W. Suite 1000

Washington, DC 20004

(202) 637-2200

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer	x		Accelerated filer	o
Non-accelerated filer	o	(Do not check if a smaller reporting company)	Smaller reporting company	o
			Emerging growth company	o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

*CALCULATION OF REGISTRATION FEE*

		Proposed	Proposed — maximum
	Amount	maximum	aggregate	Amount of
	to be	offering price	offering	registration
Title of securities to be registered	registered(1)	per share(2)	price(2)	fee
Class A Common Stock, par value $.001 per share	30,000,000	$ 72.09	$ 2,162,700,000.00	$ 250,656.93

(1) Pursuant to Rule 416(a) of the Securities Act of 1933, as amended, (the “Securities Act”), this registration statement also covers an indeterminate number of shares of Class A Common Stock, par value $.001 per share of Amphenol Corporation (the “Common Stock”) that may be offered or issued under the 2017 Stock Purchase and Option Plan for Key Employees of Amphenol and Subsidiaries as a result of a stock split, stock dividend or similar transaction.

(2) Estimated solely for purposes of calculating the registration fee pursuant to Rules 457(h) and (c) of the Securities Act. The proposed maximum offering price per share, proposed maximum aggregate offering price and the amount of the registration fee are based on the average of the high and low sale prices per share for the Common Stock as reported on the New York Stock Exchange on May 18, 2017, which date is within five business days prior to filing this registration statement.

SEQ.=1,FOLIO='',FILE='C:\JMS\107541\17-13806-1\task8440818\13806-1-ba.htm',USER='107541',CD='May 19 07:16 2017'

*PART I*

*INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS*

The documents containing the information specified in this Part I will be sent to or given by Amphenol Corporation (the “Company”) to each recipient of an award under the 2017 Stock Purchase and Option Plan for Key Employees of Amphenol and Subsidiaries (the “Plan”) as specified by Rule 428(b)(1) of the Securities Act of 1933, as amended (the “Securities Act”). In accordance with the instructions to Part I of Form S-8, such documents will not be filed with the Securities and Exchange Commission (the “Commission”) either as part of this registration statement or as prospectuses or prospectus supplements pursuant to Rule 424 of the Securities Act. These documents and the documents incorporated by reference pursuant to Item 3 of Part II of this registration statement, taken together, constitute a prospectus that meets the requirements of Section 10(a) of the Securities Act.

*PART II*

*INFORMATION REQUIRED IN THE REGISTRATION STATEMENT*

*Item 3. Incorporation of Documents by Reference.*

The following documents filed with the Commission by the Company are incorporated herein by reference:

(a) the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2016, filed with the Commission on February 17, 2017;

(b) the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2017, filed with the Commission on May 4, 2017;

(c) the Current Reports of the Company on Form 8-K filed with the Commission on March 22, 2017, March 30, 2017, and April 5, 2017; and

(d) the description of our Common Stock contained in the Company’s Current Report on Form 8-K filed with the Commission on May 19, 2017, including any amendments or reports filed for the purpose of updating such description.

All documents filed by the Company with the Commission pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), after the date of this registration statement and prior to the filing of a post-effective amendment to this registration statement, which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed incorporated by reference into this registration statement and to be a part hereof from the date of filing of such document.

We are not, however, incorporating by reference any documents or portions thereof, whether specifically listed above or included in future filings, that are not deemed “filed” with the Commission.

Any statement contained in this registration statement or in a document incorporated or deemed to be incorporated by reference in this registration statement shall be deemed to be modified or superseded for purposes of this registration statement to the extent that a statement contained in any subsequently filed document that also is or is deemed to be incorporated by reference in this registration statement modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this registration statement.

1

SEQ.=1,FOLIO='1',FILE='C:\JMS\107541\17-13806-1\task8440818\13806-1-ba.htm',USER='107541',CD='May 19 07:16 2017'

*Item 4. Description of Securities.*

Not applicable.

*Item 5. Interests of Named Experts and Counsel.*

The legality of the securities offered pursuant to this registration statement has been passed on by Mr. Lance E. D’Amico, General Counsel of the Company. Mr. D’Amico holds options to purchase shares of our Common Stock, may be awarded additional options or shares of our Common Stock, and is eligible to receive awards under the Plan, which may include awards with respect to the shares being registered by this registration statement.

*Item 6. Indemnification of Directors and Officers.*

Section 102 of the General Corporation Law of the State of Delaware (the “DGCL”) allows a corporation to eliminate the personal liability of directors of a corporation to the corporation or its stockholders for monetary damages for breach of fiduciary duty as a director, except where the director breached the duty of loyalty, failed to act in good faith, engaged in intentional misconduct or knowingly violated a law, authorized the payment of a dividend or approved a stock repurchase in violation of the DGCL or obtained an improper personal benefit.

Section 145 of the DGCL provides, among other things, that a corporation may indemnify any person who was or is a party or is threatened to be made a party to any threatened, pending or completed action, suit or proceeding—other than an action by or in the right of the Company—by reason of the fact that the person is or was a director, officer, employee or agent of the Company, or is or was serving at our request as a director, officer, employee or agent of another corporation, partnership, joint venture, trust or other enterprise against expenses, including attorneys’ fees, judgments, fines and amounts paid in settlement actually and reasonably incurred by the person in connection with such action, suit or proceeding. The power to indemnify applies (a) if such person is successful on the merits or otherwise in defense of any action, suit or proceeding or (b) if such person acting in good faith and in a manner such person reasonably believed to be in the best interest, or not opposed to the best interest, of the Company, and with respect to any criminal action or proceeding had no reasonable cause to believe his or her conduct was unlawful. The power to indemnify applies to actions brought by or in the right of the Company as well as but only to the extent of defense expenses, including attorneys’ fees but excluding amounts paid in settlement, actually and reasonably incurred and not to any satisfaction of judgment or settlement of the claim itself, and with the further limitation that in such actions no indemnification shall be made in the event of any adjudication of liability to the Company, unless the court believes that in light of all the circumstances indemnification should apply.

Our Certificate of Incorporation and Bylaws, as amended and restated, provide that we shall indemnify our directors, officers, employees and agents to the fullest extent permitted by the DGCL.

*Item 7. Exemption from Registration Claimed.*

Not applicable.

2

SEQ.=1,FOLIO='2',FILE='C:\JMS\107541\17-13806-1\task8440818\13806-1-ba.htm',USER='107541',CD='May 19 07:16 2017'

*Item 8. Exhibits.*

Exhibit No.		Description
4.1		Restated Certificate of Incorporation of Amphenol Corporation, dated August 3, 2016 (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2016).
4.2		Amphenol Corporation, Third Amended and Restated By-Laws dated March 21, 2016 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on March 22, 2016).
5.1	*	Opinion of Lance E. D’Amico.
23.1	*	Consent of Lance E. D’Amico (included in Exhibit 5.1).
23.2	*	Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm.
24.1	*	Power of Attorney (included in the signature page hereto).
99.1		2017 Stock Purchase and Option Plan for Key Employees of Amphenol and Subsidiaries (incorporated by reference to Annex A to the Company’s Definitive Proxy Statement on Schedule 14A filed April 17, 2017).

• Filed herewith.

*Item 9. Undertakings.*

(a) The undersigned Company hereby undertakes:

(1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement:

(i) To include any prospectus required by Section 10(a)(3) of the Securities Act;

(ii) To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement;

(iii) To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement;

provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) above do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the Commission by the registrant pursuant to Section 13 or Section 15(d) of the Exchange Act that are incorporated by reference in the registration statement.

(2) That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

(3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.

3

SEQ.=1,FOLIO='3',FILE='C:\JMS\107541\17-13806-1\task8440818\13806-1-ba.htm',USER='107541',CD='May 19 07:16 2017'

(b) The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

(c) Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.

4

SEQ.=1,FOLIO='4',FILE='C:\JMS\107541\17-13806-1\task8440818\13806-1-ba.htm',USER='107541',CD='May 19 07:16 2017'

*SIGNATURES*

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Wallingford, State of Connecticut, on this 19 th day of May, 2017.

AMPHENOL CORPORATION
By:	/s/ Lance E D’Amico
Name:	Lance E. D’Amico
Title:	Vice President, Secretary and General Counsel

*POWER OF ATTORNEY*

We, the undersigned directors and officers of Amphenol Corporation do hereby constitute and appoint R. Adam Norwitt, Craig A. Lampo and Lance E. D’Amico and each of them, our true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to do any and all acts and things in our names and on our behalf in our capacities as directors and officers and to execute any and all instruments for us in the capacities indicated below, which said attorney and agent may deem necessary or advisable to enable said corporation to comply with the Securities Act and any rules, regulations and agreements of the Securities and Exchange Commission, in connection with this registration statement, or any registration statement for this offering that is to be effective upon filing pursuant to Rule 462(b) under the Securities Act, including specifically, but without limitation, any and all amendments (including post-effective amendments) hereto; and we hereby ratify and confirm all that said attorney and agent shall do or cause to be done by virtue thereof.

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

Signature	Title	Date
/s/ R. ADAM NORWITT	President, Chief Executive Officer and Director	May 19, 2017
R. Adam Norwitt	(Principal Executive Officer)
/s/ CRAIG A. LAMPO	Senior Vice President and Chief Financial Officer	May 19, 2017
Craig A. Lampo	(Principal Financial Officer and Principal Accounting Officer)
/s/ MARTIN H. LOEFFLER	Chairman of the Board of Directors	May 19, 2017
Martin H. Loeffler
/s/ RONALD P. BADIE	Director	May 19, 2017
Ronald P. Badie
/s/ STANLEY L. CLARK	Director	May 19, 2017
Stanley L. Clark
/s/ DAVID P. FALCK	Director	May 19, 2017
David P. Falck
/s/ EDWARD G. JEPSEN	Director	May 19, 2017
Edward G. Jepsen

5

SEQ.=1,FOLIO='5',FILE='C:\JMS\107541\17-13806-1\task8440818\13806-1-ba.htm',USER='107541',CD='May 19 07:16 2017'

/s/ JOHN R. LORD	Director	May 19, 2017
John R. Lord
/s/ DIANA G. REARDON	Director	May 19, 2017
Diana G. Reardon

6

SEQ.=1,FOLIO='6',FILE='C:\JMS\107541\17-13806-1\task8440818\13806-1-ba.htm',USER='107541',CD='May 19 07:16 2017'

*Exhibit Index*

Exhibit No.		Description
4.1		Restated Certificate of Incorporation of Amphenol Corporation, dated August 3, 2016 (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2016).
4.2		Amphenol Corporation, Third Amended and Restated By-Laws dated March 21, 2016 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on March 22, 2016).
5.1	*	Opinion of Lance E. D’Amico.
23.1	*	Consent of Lance E. D’Amico (included in Exhibit 5.1).
23.2	*	Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm.
24.1	*	Power of Attorney (included in the signature page hereto).
99.1		2017 Stock Purchase and Option Plan for Key Employees of Amphenol and Subsidiaries (incorporated by reference to Annex A to the Company’s Definitive Proxy Statement on Schedule 14A filed April 17, 2017).

• Filed herewith.

7

SEQ.=1,FOLIO='7',FILE='C:\JMS\107541\17-13806-1\task8440818\13806-1-ba.htm',USER='107541',CD='May 19 07:16 2017'