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AMPHENOL CORP /DE/ — Director's Dealing 2017
Nov 1, 2017
29818_dirs_2017-11-01_416816cd-f993-4699-b8e4-5c8ffa523f9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2017-10-30
Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-30 | Class A Common Stock | M | 122500 | $21.495 | Acquired | 216492 | Direct |
| 2017-10-30 | Class A Common Stock | S | 122500 | $85.8854 | Disposed | 93992 | Direct |
| 2017-10-31 | Class A Common Stock | M | 97500 | $21.495 | Acquired | 191492 | Direct |
| 2017-10-31 | Class A Common Stock | S | 97500 | $86.3649 | Disposed | 93992 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-30 | Stock Option | $21.495 | M | 122500 | Disposed | 2020-05-27 | Class A Common Stock (122500) | Direct |
| 2017-10-31 | Stock Option | $21.495 | M | 97500 | Disposed | 2020-05-27 | Class A Common Stock (97500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock-Trust | 124741 | Indirect |
| Richard A. Norwitt Grantor Retained Annuity Trust-A | 51465 | Indirect |
| Richard A. Norwitt Grantor Retained Annuity Trust-B | 51465 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $85.80 to $86.40.
F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $86.05 to $86.72.
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