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AMPHENOL CORP /DE/ Director's Dealing 2017

Nov 1, 2017

29818_dirs_2017-11-01_416816cd-f993-4699-b8e4-5c8ffa523f9e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2017-10-30

Reporting Person: NORWITT RICHARD ADAM (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-30 Class A Common Stock M 122500 $21.495 Acquired 216492 Direct
2017-10-30 Class A Common Stock S 122500 $85.8854 Disposed 93992 Direct
2017-10-31 Class A Common Stock M 97500 $21.495 Acquired 191492 Direct
2017-10-31 Class A Common Stock S 97500 $86.3649 Disposed 93992 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-30 Stock Option $21.495 M 122500 Disposed 2020-05-27 Class A Common Stock (122500) Direct
2017-10-31 Stock Option $21.495 M 97500 Disposed 2020-05-27 Class A Common Stock (97500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock-Trust 124741 Indirect
Richard A. Norwitt Grantor Retained Annuity Trust-A 51465 Indirect
Richard A. Norwitt Grantor Retained Annuity Trust-B 51465 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $85.80 to $86.40.

F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $86.05 to $86.72.