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AMPHENOL CORP /DE/ — Director's Dealing 2010
Dec 9, 2010
29818_dirs_2010-12-09_07db8947-a713-4d59-aac3-596b006aabfe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPHENOL CORP /DE/ (APH)
CIK: 0000820313
Period of Report: 2010-12-08
Reporting Person: SECORD DEAN H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-08 | Class A Common Stock | C | 14802 | — | Acquired | 17514.1605 | Direct |
| 2010-12-09 | Class A Common Stock | S | 11000 | $52.99 | Disposed | 6514.1605 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-04 | Phantom Stock | $0 | A | 5.9 | Acquired | Class A Common Stock (5.9) | Direct | |
| 2010-04-01 | Phantom Stock | $0 | A | 4.91 | Acquired | Class A Common Stock (4.91) | Direct | |
| 2010-07-01 | Phantom Stock | $0 | A | 5.18 | Acquired | Class A Common Stock (5.18) | Direct | |
| 2010-10-01 | Phantom Stock | $0 | A | 6.04 | Acquired | Class A Common Stock (6.04) | Direct | |
| 2010-12-08 | Phantom Stock | $0 | C | 14802 | Disposed | Class A Common Stock (14802) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.
F2: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event.
F3: Additional Phantom Stock Units cover 3rd Qtr 2009 dividend payment.
F4: Additional Phantom Stock Units cover 4th Qtr 2009 dividend payment.
F5: Additional Phantom Stock Units cover 1st Qtr 2010 dividend payment.
F6: Additional Phantom Stock units cover 2nd Qtr 2010 dividend payment.
F7: Phantom Stock Units convert to Class A common stock on a one-for-one basis.
F8: This transaction was executed in multiple trades at prices ranging from $52.9818 to $53.0223.
F9: Indirect Ownership - Represents 1,000 shares of stock acquired by Mr. Secord's spouse, Marilyn Secord, for her own account. Mr. Secord disclaims any beneficial interest in these 1,000 shares of stock.