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Amphastar Pharmaceuticals, Inc. — Director's Dealing 2020
Jul 8, 2020
10216_dirs_2020-07-08_255fa96c-be9a-410b-bf08-7af92618270f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Amphastar Pharmaceuticals, Inc. (AMPH)
CIK: 0001297184
Period of Report: 2020-07-06
Reporting Person: PETERS WILLIAM J (CFO, SVP & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-06 | Common Stock | M | 10000 | $11.33 | Acquired | 114820 | Direct |
| 2020-07-06 | Common Stock | S | 13656 | $21.9980 | Disposed | 101164 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-06 | Employee Stock Option (right to buy) | $11.33 | M | 10000 | Disposed | 2026-03-17 | Common Stock (10000) | Direct |
Footnotes
F1: Includes 782 shares acquired under the Issuer's 2014 Employee Stock Purchase Plan on May 31, 2020.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.80 to $22.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4: Shares subject to the option are fully vested and immediately exercisable.