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AMPCO PITTSBURGH CORP — Director's Dealing 2015
Jun 3, 2015
34601_dirs_2015-06-03_e3af9f66-ab63-44ec-88de-2e6b85348198.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2015-06-02
Reporting Person: Carothers Robert G (Chairman & CEO, Union Electric)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $37.89 | 2018-09-04 | Common Stock (25000) | Direct | |
| Non-Qualified Stock Options | $25.77 | 2020-02-18 | Common Stock (25000) | Direct | |
| Non-Qualified Stock Options | $25.18 | 2021-05-06 | Common Stock (13500) | Direct | |
| Non-Qualified Stock Options | $17.67 | 2022-05-03 | Common Stock (13500) | Direct | |
| Non-Qualified Stock Options | $17.16 | 2023-02-02 | Common Stock (12500) | Direct | |
| Non-Qualified Stock Options | $20.00 | 2024-04-29 | Common Stock (12500) | Direct | |
| Restricted Stock Units | $ | Common Stock (3829) | Direct |
Footnotes
F1: Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
F2: Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the first anniversary of the grant date, 66% on the second anniversary of the grant date and 100% on the third anniversary of the grant date.
F3: The restricted stock units vest in three equal annual installments beginning May 5, 2016.
F4: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.