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AMP LIMITED Major Shareholding Notification 2019

Oct 2, 2019

64379_rns_2019-10-02_ef210a89-cbd9-496a-b129-4c07ceca81d1.pdf

Major Shareholding Notification

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  • At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

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This is Annexure A of 8 pages referred to in form 603 Notice of initial substantial shareholder

Annexure A

03-Oct-19
Maria Tricarico, Date
Authorised Signatory

3. Details of Relevant Interests

4. Details of present registered holders

6. Associates

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 172,534 172,534 subsidiary of
B.V. securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 408,969 408,969 subsidiary of
B.V. securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock (Singapore) Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 43,962 43,962 subsidiary of
Limited securities and/or the power to dispose of securities as SINGAPORE BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ORD 4,988,775 4,988,775 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 2,504,604 2,504,604 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.

page 1 of 8

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 802,120 802,120 subsidiary of
Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 14,134,227 14,134,227 subsidiary of
Limited securities and/or the power to dispose of securities as DUBLIN BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to STATE STREET BANK, ORD 58,727 58,727 subsidiary of
Limited securities and/or the power to dispose of securities as MUNICH, ZURICH BlackRock Inc.
investment manager or trustee. BRANCH
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 38,804 38,804 subsidiary of
securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 1,645,230 1,645,230 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Asset Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 10,561 10,561 subsidiary of
Management Canada securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 1,744,434 1,744,434 subsidiary of
Management Canada securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to RBC-ROYAL TRUST - ORD 17,934 17,934 subsidiary of
Management Canada securities and/or the power to dispose of securities as TORONTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 166,381 166,381 subsidiary of
Management Canada securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Limited investment manager or trustee.

page 2 of 8

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Asset Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 597,280 597,280 subsidiary of
Management Canada securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to CITI-CITIBANK, HONG ORD 7,087 7,087 subsidiary of
Management North Asia securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to HSBC-HSBC, HONG ORD 53,494 53,494 subsidiary of
Management North Asia securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to Northern Trust Singapore ORD 4,216 4,216 subsidiary of
Management North Asia securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ORD 83,695 83,695 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 230,130 230,130 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 333,192 333,192 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 423,276 423,276 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 37,658 37,658 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as BANK & TRUST BlackRock Inc.
investment manager or trustee. TORONTO

page 3 of 8

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 544,272 544,272 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 123,510 123,510 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 43,045,103 43,045,103 subsidiary of
securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 2,462,028 2,462,028 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 44,269,673 44,269,673 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 359,340 359,340 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB BOSTON ORD 58,273 58,273 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 1,834,464 1,834,464 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STATE HONG ORD 36,868 36,868 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as KONG BlackRock Inc.
Association investment manager or trustee.

page 4 of 8

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 51,657 51,657 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 7,371 7,371 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Association investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 96,882 96,882 subsidiary of
Limited securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 1,305,277 1,305,277 subsidiary of
Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to HSBC-HSBC SYDNEY ORD 4,221,803 4,221,803 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 29,196 29,196 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as SYDNEY BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ORD 4,654,822 4,654,822 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as AUSTRALIA BANK BlackRock Inc.
Limited investment manager or trustee. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to Northern Trust Singapore ORD 3,022,106 3,022,106 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to AP7 ORD 2,422,749 2,422,749 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.

page 5 of 8

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to BNP PARIBAS LON ORD 84,414 84,414 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNP PARIBAS LUX ORD 19,214 19,214 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BANK OF NY BRUS ORD 1,575,345 1,575,345 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ORD 1,670,180 1,670,180 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CITI-CITIBANK, LONDON ORD 5,388,984 5,388,984 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to HSBC-HSBC - LONDON ORD 2,656,427 2,656,427 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 106,454 106,454 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 50,753 50,753 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to KAS-KAS BANK - ORD 335,315 335,315 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as AMSTERDAM BlackRock Inc.
investment manager or trustee.

page 6 of 8

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 151,297 151,297 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 4,825,218 4,825,218 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SEB-SKANDINAVISKA ORD 100,297 100,297 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as ENSKILDA BANKEN BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STATE HONG ORD 126,611 126,611 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as KONG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 766,702 766,702 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BANK LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 206,865 206,865 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BANK, GERMANY BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 2,731,847 2,731,847 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ORD 134,840 134,840 subsidiary of
Management, LLC securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 1,953,508 1,953,508 subsidiary of
Management, LLC securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.

page 7 of 8

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 1,851,105 1,851,105 subsidiary of
Management, LLC securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ORD 63,651 63,651 subsidiary of
securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 2,005,050 2,005,050 subsidiary of
securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 41,207 41,207 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ORD 1,751,449 1,751,449 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in AUSTRALIA BANK BlackRock Inc.
Limited its capacity as investment manager. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 7,200,763 7,200,763 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacity as responsible entity.

page 8 of 8

AMP

Annexure B

This is Annexure B of 8 pages referred to in form 603 Notice of initial substantial shareholder

03-Oct-19 Maria Tricarico, Date Authorised Signatory

5. Consideration

AMP LIMITED (AMP)

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors(UK)Limited
04-Jun-19
yes
2.12
on mkt buy
AUD
ORD
6,870 6,870
BlackRock Institutional Trust Company, National
Association
04-Jun-19
yes
2.12
on mkt buy
AUD
ORD
55,912 55,912
BlackRock Fund Advisors
04-Jun-19
yes
2.12
on mkt buy
AUD
ORD
45,953 45,953
BlackRock Institutional Trust Company, National
Association
05-Jun-19
no
n/a
in specie
AUD
ORD
16,431 16,431
BlackRock Investment Management (Australia)
Limited
05-Jun-19
yes
2.12
on mkt buy
AUD
ORD
1,089 1,089
BlackRock Fund Advisors
05-Jun-19
no
n/a
in specie
AUD
ORD
51,474 51,474
BlackRock Investment Management (Australia)
Limited
06-Jun-19
yes
2.11
on mkt buy
AUD
ORD
726 726
BlackRock Advisors(UK)Limited
06-Jun-19
yes
2.11
on mkt buy
AUD
ORD
6,406 6,406
BlackRock Advisors(UK)Limited
06-Jun-19
yes
2.11
on mkt buy
AUD
ORD
19,218 19,218
BlackRock Fund Advisors
06-Jun-19
no
n/a
in specie
AUD
ORD
985 985
BlackRock Investment Management (UK)
Limited
07-Jun-19
yes
2.13
on mkt buy
AUD
ORD
24,800 24,800
BlackRock Advisors(UK)Limited
07-Jun-19
yes
2.13
on mkt buy
AUD
ORD
144,759 144,759
BlackRock Advisors(UK)Limited
07-Jun-19
yes
2.13
on mkt buy
AUD
ORD
21,409 21,409
BlackRock Fund Advisors
07-Jun-19
yes
2.13
on mkt buy
AUD
ORD
64,186 64,186
BlackRock Advisors (UK) Limited
10-Jun-19
no
n/a
collateral
transfer
AUD
ORD
3,126,666 3,126,666
BlackRock Advisors(UK)Limited
11-Jun-19
yes
2.19
on mkt buy
AUD
ORD
5,560 5,560
BlackRock Advisors(UK)Limited
11-Jun-19
yes
2.19
on mkt buy
AUD
ORD
5,560 5,560
BLACKROCK FINANCIAL MANAGEMENT, INC.
11-Jun-19
yes
2.19
on mkt buy
AUD
ORD
11,695 11,695
BlackRock Capital Management, Inc.
11-Jun-19
no
n/a
collateral
transfer
AUD
ORD
225 225
BLACKROCK FINANCIAL MANAGEMENT, INC.
11-Jun-19
no
n/a
collateral
transfer
AUD
ORD
229 229
BlackRock Investment Management, LLC
11-Jun-19
no
n/a
collateral
transfer
AUD
ORD
184 184
BlackRock Investment Management (UK)
Limited
11-Jun-19
no
n/a
collateral
transfer
AUD
ORD
43,647 43,647
BlackRock Investment Management (UK)
Limited
12-Jun-19
yes
2.19
on mkt buy
AUD
ORD
194,603 194,603
BlackRock Advisors(UK)Limited
12-Jun-19
yes
2.19
on mkt buy
AUD
ORD
6,767 6,767
BlackRock Advisors(UK)Limited
12-Jun-19
yes
2.19
on mkt buy
AUD
ORD
1,390 1,390
BlackRock Advisors(UK)Limited
12-Jun-19
yes
2.19
on mkt buy
AUD
ORD
71,810 71,810
BlackRock Japan Co., Ltd.
12-Jun-19
no
n/a
collateral
transfer
AUD
ORD
1 1
BlackRock Institutional Trust Company, National
Association
13-Jun-19
no
n/a
in specie
AUD
ORD
64,410 64,410
BlackRock(Netherlands)B.V.
13-Jun-19
yes
2.24
on mkt buy
AUD
ORD
2,908 2,908
BlackRock Institutional Trust Company, National
Association
13-Jun-19
yes
2.24
on mkt buy
AUD
ORD
88,542 88,542
BlackRock Institutional Trust Company, National
Association
13-Jun-19
yes
2.24
on mkt buy
AUD
ORD
46,582 46,582
BlackRock Japan Co., Ltd.
13-Jun-19
no
n/a
collateral
transfer
AUD
ORD
4 4
BlackRock Advisors (UK) Limited
13-Jun-19
no
n/a
collateral
transfer
AUD
ORD
665,512 665,512
BlackRock Investment Management (Australia)
Limited
14-Jun-19
yes
2.11
on mkt buy
AUD
ORD
726 726
BlackRock Advisors (UK) Limited
14-Jun-19
no
n/a
collateral
transfer
AUD
ORD
60,574 60,574
BlackRock Investment Management, LLC
14-Jun-19
no
n/a
collateral
transfer
AUD
ORD
99,869 99,869
BlackRock Investment Management (UK)
Limited
14-Jun-19
no
n/a
collateral
transfer
AUD
ORD
81,166 81,166
BlackRock Fund Advisors
17-Jun-19
yes
2.11
on mkt buy
AUD
ORD
45,189 45,189
BlackRock Advisors(UK)Limited
17-Jun-19
yes
2.09
on mkt buy
AUD
ORD
594 594
BlackRock Fund Advisors
18-Jun-19
no
n/a
in specie
AUD
ORD
10,346 10,346

page 1 of 8

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors (UK) Limited
18-Jun-19
no
n/a
collateral
transfer
AUD
ORD
2,132,272 2,132,272
BlackRock Investment Management,LLC
19-Jun-19
yes
2.10
on mkt buy
AUD
ORD
13,976 13,976
BlackRock Investment Management (Australia)
Limited
19-Jun-19
yes
2.07
on mkt buy
AUD
ORD
23,590 23,590
BlackRock Advisors(UK)Limited
19-Jun-19
yes
2.07
on mkt buy
AUD
ORD
422 422
BlackRock Advisors(UK)Limited
20-Jun-19
yes
2.07
on mkt buy
AUD
ORD
4,655 4,655
BlackRock Advisors(UK)Limited
21-Jun-19
yes
2.07
on mkt buy
AUD
ORD
3,772 3,772
BlackRock Investment Management (Australia)
Limited
21-Jun-19
yes
2.07
on mkt buy
AUD
ORD
38,448 38,448
BlackRock Fund Advisors
21-Jun-19
yes
2.07
on mkt buy
AUD
ORD
53,220 53,220
BlackRock Institutional Trust Company, National
Association
21-Jun-19
yes
2.07
on mkt buy
AUD
ORD
10,952 10,952
BlackRock Fund Advisors
21-Jun-19
no
n/a
in specie
AUD
ORD
22,528 22,528
BlackRock Advisors (UK) Limited
21-Jun-19
no
n/a
collateral
transfer
AUD
ORD
164,691 164,691
BlackRock Advisors(UK)Limited
24-Jun-19
yes
2.06
on mkt buy
AUD
ORD
5,658 5,658
BlackRock Fund Advisors
24-Jun-19
no
n/a
in specie
AUD
ORD
15,225 15,225
BlackRock Asset Management Canada Limited
24-Jun-19
yes
2.06
on mkt buy
AUD
ORD
51,793 51,793
BlackRock Investment Management (UK)
Limited
24-Jun-19
no
n/a
collateral
transfer
AUD
ORD
884,667 884,667
BlackRock Advisors(UK)Limited
25-Jun-19
yes
2.03
on mkt buy
AUD
ORD
928 928
BlackRock Advisors (UK) Limited
25-Jun-19
no
n/a
collateral
transfer
AUD
ORD
413,918 413,918
BlackRock Advisors(UK)Limited
26-Jun-19
yes
2.07
on mkt buy
AUD
ORD
49,218 49,218
BlackRock Investment Management (UK)
Limited
27-Jun-19
no
n/a
collateral
transfer
AUD
ORD
164,615 164,615
BlackRock Advisors(UK)Limited
28-Jun-19
yes
2.12
on mkt buy
AUD
ORD
428 428
BlackRock Fund Advisors
28-Jun-19
no
n/a
in specie
AUD
ORD
18,200 18,200
BlackRock Fund Advisors
28-Jun-19
no
n/a
in specie
AUD
ORD
9,425 9,425
BlackRock Advisors (UK) Limited
28-Jun-19
no
n/a
collateral
transfer
AUD
ORD
766,581 766,581
BlackRock Japan Co., Ltd.
01-Jul-19
no
n/a
collateral
transfer
AUD
ORD
502,663 502,663
BlackRock Advisors (UK) Limited
01-Jul-19
no
n/a
collateral
transfer
AUD
ORD
597,468 597,468
BLACKROCK FINANCIAL MANAGEMENT, INC.
01-Jul-19
no
n/a
collateral
transfer
AUD
ORD
115,508 115,508
BlackRock Investment Management (UK)
Limited
01-Jul-19
no
n/a
collateral
transfer
AUD
ORD
49,100 49,100
BlackRock Investment Management (UK)
Limited
02-Jul-19
yes
2.13
on mkt buy
AUD
ORD
31,053 31,053
BlackRock Investment Management (Australia)
Limited
02-Jul-19
yes
2.13
on mkt buy
AUD
ORD
62,379 62,379
BlackRock Investment Management (UK)
Limited
02-Jul-19
no
n/a
collateral
transfer
AUD
ORD
2,528,284 2,528,284
BlackRock Investment Management (Australia)
Limited
03-Jul-19
yes
2.16
on mkt buy
AUD
ORD
48,448 48,448
BlackRock Advisors(UK)Limited
03-Jul-19
yes
2.17
on mkt buy
AUD
ORD
2,975 2,975
BlackRock Asset Management Canada Limited
03-Jul-19
yes
2.17
on mkt buy
AUD
ORD
82,990 82,990
BlackRock Advisors (UK) Limited
03-Jul-19
no
n/a
collateral
transfer
AUD
ORD
3,541,529 3,541,529
BlackRock Investment Management (Australia)
Limited
04-Jul-19
yes
2.17
on mkt buy
AUD
ORD
724 724
BlackRock Investment Management (Australia)
Limited
04-Jul-19
yes
2.17
on mkt buy
AUD
ORD
32,482 32,482
BlackRock Advisors(UK)Limited
05-Jul-19
yes
2.17
on mkt buy
AUD
ORD
6,822 6,822
BlackRock Advisors(UK)Limited
05-Jul-19
yes
2.17
on mkt buy
AUD
ORD
1,192 1,192
BlackRock Advisors(UK)Limited
08-Jul-19
yes
2.15
on mkt buy
AUD
ORD
6,822 6,822
BlackRock Institutional Trust Company, National
Association
08-Jul-19
yes
2.15
on mkt buy
AUD
ORD
91,495 91,495
BlackRock Fund Advisors
08-Jul-19
yes
2.15
on mkt buy
AUD
ORD
28,683 28,683
BlackRock Advisors (UK) Limited
08-Jul-19
no
n/a
collateral
transfer
AUD
ORD
327,353 327,353
BlackRock Investment Management (UK)
Limited
09-Jul-19
no
n/a
collateral
transfer
AUD
ORD
2,959,468 2,959,468
BlackRock Investment Management (UK)
Limited
10-Jul-19
yes
2.14
on mkt buy
AUD
ORD
19,588 19,588
BlackRock Advisors (UK) Limited
10-Jul-19
no
n/a
collateral
transfer
AUD
ORD
1 1
BlackRock Advisors(UK)Limited
11-Jul-19
yes
2.14
on mkt buy
AUD
ORD
434 434
BlackRock Investment Management (Australia)
Limited
12-Jul-19
yes
2.15
on mkt buy
AUD
ORD
39,792 39,792

page 2 of 8

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Institutional Trust Company, National
Association
12-Jul-19
yes
2.15
on mkt buy
AUD
ORD
255,744 255,744
BlackRock Advisors(UK)Limited
12-Jul-19
yes
2.15
on mkt buy
AUD
ORD
8,460 8,460
BlackRock Fund Advisors
12-Jul-19
no
n/a
in specie
AUD
ORD
985 985
BlackRock Fund Advisors
12-Jul-19
no
n/a
in specie
AUD
ORD
5,912 5,912
BlackRock Institutional Trust Company, National
Association
15-Jul-19
yes
1.81
on mkt buy
AUD
ORD
27,064 27,064
BlackRock Asset Management Canada Limited
15-Jul-19
yes
1.81
on mkt buy
AUD
ORD
67,312 67,312
BlackRock Advisors (UK) Limited
15-Jul-19
no
n/a
collateral
transfer
AUD
ORD
553,902 553,902
BlackRock Advisors(UK)Limited
16-Jul-19
yes
1.78
on mkt buy
AUD
ORD
13,618 13,618
BlackRock Asset Management Canada Limited
16-Jul-19
yes
1.78
on mkt buy
AUD
ORD
18,196 18,196
BlackRock Fund Advisors
16-Jul-19
no
n/a
in specie
AUD
ORD
985 985
BlackRock Fund Advisors
16-Jul-19
no
n/a
in specie
AUD
ORD
22,475 22,475
BlackRock Investment Management (UK)
Limited
17-Jul-19
yes
1.80
on mkt buy
AUD
ORD
23,442 23,442
BlackRock Advisors(UK)Limited
17-Jul-19
yes
1.80
on mkt buy
AUD
ORD
13,984 13,984
BlackRock Investment Management (Australia)
Limited
17-Jul-19
yes
1.80
on mkt buy
AUD
ORD
62,759 62,759
BlackRock Advisors(UK)Limited
17-Jul-19
yes
1.80
on mkt buy
AUD
ORD
192,843 192,843
BlackRock Institutional Trust Company, National
Association
17-Jul-19
yes
1.80
on mkt buy
AUD
ORD
97,039 97,039
BlackRock Advisors (UK) Limited
17-Jul-19
no
n/a
collateral
transfer
AUD
ORD
223,574 223,574
BlackRock Investment Management (UK)
Limited
17-Jul-19
no
n/a
collateral
transfer
AUD
ORD
30 30
BlackRock Advisors(UK)Limited
18-Jul-19
yes
1.78
on mkt buy
AUD
ORD
6,851 6,851
BlackRock Advisors(UK)Limited
18-Jul-19
yes
1.78
on mkt buy
AUD
ORD
13,702 13,702
BlackRock Investment Management (UK)
Limited
18-Jul-19
yes
1.78
on mkt buy
AUD
ORD
925,112 925,112
BlackRock Institutional Trust Company, National
Association
18-Jul-19
yes
1.78
on mkt buy
AUD
ORD
122,082 122,082
BLACKROCK FINANCIAL MANAGEMENT, INC.
18-Jul-19
no
n/a
collateral
transfer
AUD
ORD
46,473 46,473
BlackRock Investment Management (UK)
Limited
18-Jul-19
no
n/a
collateral
transfer
AUD
ORD
31,586 31,586
BlackRock Advisors(UK)Limited
19-Jul-19
yes
1.80
on mkt buy
AUD
ORD
89,089 89,089
BlackRock Fund Advisors
19-Jul-19
no
n/a
in specie
AUD
ORD
8,676 8,676
BlackRock Fund Advisors
19-Jul-19
no
n/a
in specie
AUD
ORD
39,786 39,786
BlackRock Advisors (UK) Limited
19-Jul-19
no
n/a
collateral
transfer
AUD
ORD
1,967,338 1,967,338
BlackRock Advisors(UK)Limited
22-Jul-19
yes
1.78
on mkt buy
AUD
ORD
1,168 1,168
BlackRock Investment Management (UK)
Limited
22-Jul-19
no
n/a
in specie
AUD
ORD
69,401 69,401
BlackRock Investment Management (UK)
Limited
22-Jul-19
no
n/a
in specie
AUD
ORD
2,242,051 2,242,051
BlackRock Advisors (UK) Limited
22-Jul-19
no
n/a
collateral
transfer
AUD
ORD
946,839 946,839
BlackRock Investment Management (UK)
Limited
22-Jul-19
no
n/a
collateral
transfer
AUD
ORD
30 30
BlackRock Advisors(UK)Limited
23-Jul-19
yes
1.75
on mkt buy
AUD
ORD
1,187 1,187
BlackRock Advisors(UK)Limited
23-Jul-19
yes
1.75
on mkt buy
AUD
ORD
673 673
BlackRock Advisors(UK)Limited
23-Jul-19
yes
1.75
on mkt buy
AUD
ORD
1,712 1,712
BlackRock Advisors(UK)Limited
24-Jul-19
yes
1.80
on mkt buy
AUD
ORD
6,916 6,916
BlackRock Investment Management (Australia)
Limited
24-Jul-19
yes
1.80
on mkt buy
AUD
ORD
23,212 23,212
BlackRock Japan Co., Ltd.
24-Jul-19
no
n/a
collateral
transfer
AUD
ORD
186,882 186,882
BlackRock Advisors (UK) Limited
24-Jul-19
no
n/a
collateral
transfer
AUD
ORD
144,595 144,595
BlackRock Fund Advisors
25-Jul-19
no
n/a
in specie
AUD
ORD
12,600 12,600
BlackRock Fund Advisors
25-Jul-19
no
n/a
in specie
AUD
ORD
53,048 53,048
BlackRock Fund Advisors
26-Jul-19
yes
1.81
on mkt buy
AUD
ORD
332,310 332,310
BlackRock Advisors(UK)Limited
26-Jul-19
yes
1.82
on mkt buy
AUD
ORD
11,104 11,104
BlackRock Advisors(UK)Limited
29-Jul-19
yes
1.83
on mkt buy
AUD
ORD
6,931 6,931
BlackRock Advisors(UK)Limited
29-Jul-19
yes
1.83
on mkt buy
AUD
ORD
6,864 6,864
BlackRock Advisors(UK)Limited
29-Jul-19
yes
1.83
on mkt buy
AUD
ORD
2,076 2,076
BlackRock Advisors(UK)Limited
29-Jul-19
yes
1.83
on mkt buy
AUD
ORD
5,536 5,536
BlackRock Advisors (UK) Limited
29-Jul-19
no
n/a
collateral
transfer
AUD
ORD
1,047,126 1,047,126
BlackRock Institutional Trust Company, National
Association
30-Jul-19
no
n/a
in specie
AUD
ORD
10,106 10,106
BlackRock Advisors(UK)Limited
30-Jul-19
yes
1.83
on mkt buy
AUD
ORD
1,412 1,412
BlackRock Advisors(UK)Limited
30-Jul-19
yes
1.83
on mkt buy
AUD
ORD
1,190 1,190

page 3 of 8

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BLACKROCK FINANCIAL MANAGEMENT, INC.
30-Jul-19
no
n/a
collateral
transfer
AUD
ORD
150,661 150,661
BlackRock Investment Management (UK)
Limited
30-Jul-19
no
n/a
collateral
transfer
AUD
ORD
355,918 355,918
BlackRock Advisors(UK)Limited
31-Jul-19
yes
1.79
on mkt buy
AUD
ORD
6,861 6,861
BlackRock Advisors(UK)Limited
31-Jul-19
yes
1.79
on mkt buy
AUD
ORD
7,155 7,155
BlackRock Japan Co., Ltd.
31-Jul-19
no
n/a
collateral
transfer
AUD
ORD
22,329 22,329
BlackRock Investment Management, LLC
31-Jul-19
no
n/a
collateral
transfer
AUD
ORD
138,359 138,359
BlackRock Asset Management North Asia
Limited
31-Jul-19
no
n/a
collateral
transfer
AUD
ORD
6,783 6,783
BlackRock Japan Co., Ltd.
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
188,509 188,509
BlackRock Advisors (UK) Limited
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
253,100 253,100
BLACKROCK FINANCIAL MANAGEMENT, INC.
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
142,239 142,239
BlackRock Investment Management, LLC
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
1,336,939 1,336,939
BlackRock Investment Management (UK)
Limited
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
418,873 418,873
BlackRock Asset Management North Asia
Limited
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
64,561 64,561
BlackRock Investment Management (Australia)
Limited
06-Aug-19
yes
1.74
on mkt buy
AUD
ORD
23,212 23,212
BlackRock Advisors(UK)Limited
06-Aug-19
yes
1.74
on mkt buy
AUD
ORD
6,862 6,862
BlackRock Advisors (UK) Limited
06-Aug-19
no
n/a
collateral
transfer
AUD
ORD
253,109 253,109
BlackRock Advisors(UK)Limited
07-Aug-19
yes
1.73
on mkt buy
AUD
ORD
439 439
BlackRock Advisors (UK) Limited
08-Aug-19
no
n/a
collateral
transfer
AUD
ORD
2 2
BlackRock Investment Management (Australia)
Limited
09-Aug-19
yes
1.93
on mkt buy
AUD
ORD
26,528 26,528
BlackRock Advisors(UK)Limited
09-Aug-19
yes
1.93
on mkt buy
AUD
ORD
21,471 21,471
BlackRock Investment Management (Australia)
Limited
09-Aug-19
yes
1.93
on mkt buy
AUD
ORD
34,369 34,369
BlackRock Investment Management (UK)
Limited
09-Aug-19
no
n/a
collateral
transfer
AUD
ORD
39 39
BlackRock Advisors(UK)Limited
13-Aug-19
yes
1.81
on mkt buy
AUD
ORD
20,544 20,544
BlackRock Advisors(UK)Limited
13-Aug-19
yes
1.81
on mkt buy
AUD
ORD
6,848 6,848
BlackRock Advisors(UK)Limited
13-Aug-19
yes
1.81
on mkt buy
AUD
ORD
352,742 352,742
BlackRock Investment Management (UK)
Limited
13-Aug-19
yes
1.81
on mkt buy
AUD
ORD
117,766 117,766
BlackRock Advisors (UK) Limited
13-Aug-19
no
n/a
collateral
transfer
AUD
ORD
175,459 175,459
BlackRock Investment Management (Australia)
Limited
14-Aug-19
yes
1.89
on mkt buy
AUD
ORD
77,625 77,625
BlackRock Investment Management (Australia)
Limited
14-Aug-19
yes
1.90
on mkt buy
AUD
ORD
61,940 61,940
BlackRock Investment Management,LLC
14-Aug-19
yes
1.90
on mkt buy
AUD
ORD
11,234 11,234
BlackRock Investment Management (Australia)
Limited
14-Aug-19
yes
1.90
on mkt buy
AUD
ORD
36,537 36,537
BlackRock Advisors (UK) Limited
14-Aug-19
no
n/a
collateral
transfer
AUD
ORD
36,716 36,716
BlackRock Investment Management (UK)
Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
147,994 147,994
BlackRock Investment Management (UK)
Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
127,110 127,110
BlackRock Investment Management (UK)
Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
64,954 64,954
BlackRock Advisors(UK)Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
171,928 171,928
BlackRock(Netherlands)B.V.
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
21,027 21,027
BlackRock Fund Advisors
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
335,662 335,662
BlackRock Fund Advisors
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
580,382 580,382
BlackRock Advisors(UK)Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
358,731 358,731
BlackRock Advisors(UK)Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
127,467 127,467
BlackRock Advisors(UK)Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
63,900 63,900
BlackRock Institutional Trust Company, National
Association
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
1,125,748 1,125,748
BlackRock Institutional Trust Company, National
Association
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
317,710 317,710
BlackRock Investment Management (UK)
Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
318,525 318,525
BlackRock Fund Advisors
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
593,507 593,507

page 4 of 8

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors (UK) Limited
15-Aug-19
no
n/a
collateral
transfer
AUD
ORD
2 2
BlackRock International Limited
16-Aug-19
yes
1.82
on mkt buy
AUD
ORD
104,274 104,274
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
521,911 521,911
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
546,993 546,993
BlackRock Investment Management,LLC
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
92,929 92,929
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
363,379 363,379
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
297,242 297,242
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
166,867 166,867
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
211,246 211,246
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
222,351 222,351
BlackRock Fund Advisors
16-Aug-19
no
n/a
in specie
AUD
ORD
8,637 8,637
BlackRock Advisors (UK) Limited
16-Aug-19
no
n/a
collateral
transfer
AUD
ORD
536,780 536,780
BlackRock Investment Management (UK)
Limited
19-Aug-19
yes
1.77
on mkt buy
AUD
ORD
48,342 48,342
BlackRock Asset Management Canada Limited
19-Aug-19
yes
1.77
on mkt buy
AUD
ORD
23,719 23,719
BlackRock Institutional Trust Company, National
Association
19-Aug-19
yes
1.78
on mkt buy
AUD
ORD
1,121,534 1,121,534
BlackRock Institutional Trust Company, National
Association
19-Aug-19
yes
1.78
on mkt buy
AUD
ORD
890,975 890,975
BlackRock Institutional Trust Company, National
Association
19-Aug-19
yes
1.78
on mkt buy
AUD
ORD
373,206 373,206
BlackRock Asset Management Canada Limited
19-Aug-19
yes
1.78
on mkt buy
AUD
ORD
21,845 21,845
BLACKROCK FINANCIAL MANAGEMENT, INC.
19-Aug-19
no
n/a
collateral
transfer
AUD
ORD
74,114 74,114
BlackRock Investment Management (UK)
Limited
19-Aug-19
no
n/a
collateral
transfer
AUD
ORD
10,465 10,465
BlackRock Investment Management,LLC
20-Aug-19
yes
1.77
on mkt buy
AUD
ORD
12,297 12,297
BlackRock Investment Management (Australia)
Limited
20-Aug-19
yes
1.80
on mkt buy
AUD
ORD
30,552 30,552
BlackRock Investment Management (Australia)
Limited
20-Aug-19
yes
1.80
on mkt buy
AUD
ORD
363 363
BlackRock Advisors (UK) Limited
20-Aug-19
no
n/a
collateral
transfer
AUD
ORD
7,175 7,175
BlackRock Investment Management (Australia)
Limited
21-Aug-19
yes
1.75
on mkt buy
AUD
ORD
237,894 237,894
BlackRock Fund Advisors
21-Aug-19
yes
1.77
on mkt buy
AUD
ORD
289,009 289,009
BlackRock Investment Management (Australia)
Limited
21-Aug-19
yes
1.74
on mkt buy
AUD
ORD
11,457 11,457
BlackRock Advisors(UK)Limited
21-Aug-19
yes
1.74
on mkt buy
AUD
ORD
7,683 7,683
BlackRock Investment Management (Australia)
Limited
23-Aug-19
yes
1.67
on mkt buy
AUD
ORD
19,095 19,095
BlackRock Investment Management (Australia)
Limited
23-Aug-19
yes
1.67
on mkt buy
AUD
ORD
363 363
BLACKROCK FINANCIAL MANAGEMENT, INC.
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
14,865 14,865
BlackRock Investment Management (UK)
Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
1,398,937 1,398,937
BlackRock Advisors(UK)Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
11,450 11,450
BlackRock Advisors(UK)Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
34,356 34,356
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
11,240 11,240
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
33,721 33,721
BlackRock Asset Management Canada Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
64,013 64,013
BlackRock Asset Management Canada Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
192,030 192,030
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
6,710 6,710
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
2,235 2,235
BlackRock International Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
12,760 12,760
BlackRock International Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
38,285 38,285
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
155,969 155,969

page 5 of 8

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
51,987 51,987
BLACKROCK FINANCIAL MANAGEMENT, INC.
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
50,124 50,124
BLACKROCK FINANCIAL MANAGEMENT, INC.
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
16,707 16,707
BlackRock Investment Management (UK)
Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
97,528 97,528
BlackRock Investment Management (UK)
Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
292,578 292,578
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
3,835 3,835
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
11,507 11,507
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
502,989 502,989
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
1,508,945 1,508,945
BlackRock Fund Advisors
28-Aug-19
yes
1.64
on mkt buy
AUD
ORD
131,711 131,711
BlackRock Investment Management (Australia)
Limited
28-Aug-19
yes
1.63
on mkt buy
AUD
ORD
101,396 101,396
BlackRock Fund Advisors
29-Aug-19
yes
1.67
on mkt buy
AUD
ORD
181,094 181,094
BlackRock Advisors (UK) Limited
29-Aug-19
no
n/a
collateral
transfer
AUD
ORD
134,903 134,903
BlackRock Investment Management (Australia)
Limited
30-Aug-19
yes
1.70
on mkt buy
AUD
ORD
726 726
BlackRock Advisors(UK)Limited
30-Aug-19
yes
1.70
on mkt buy
AUD
ORD
1,184 1,184
BlackRock Fund Advisors
30-Aug-19
no
n/a
in specie
AUD
ORD
18,975 18,975
BlackRock Investment Management (Australia)
Limited
03-Sep-19
yes
1.62
on mkt buy
AUD
ORD
22,914 22,914
BlackRock Institutional Trust Company, National
Association
03-Sep-19
yes
1.62
on mkt buy
AUD
ORD
331,602 331,602
BlackRock Advisors(UK)Limited
03-Sep-19
yes
1.62
on mkt buy
AUD
ORD
169 169
BlackRock Advisors(UK)Limited
03-Sep-19
yes
1.62
on mkt buy
AUD
ORD
2,368 2,368
BlackRock Advisors(UK)Limited
04-Sep-19
yes
1.65
on mkt buy
AUD
ORD
743 743
BlackRock Advisors(UK)Limited
04-Sep-19
yes
1.65
on mkt buy
AUD
ORD
440 440
BlackRock Fund Advisors
04-Sep-19
no
n/a
in specie
AUD
ORD
985 985
BlackRock Fund Advisors
04-Sep-19
no
n/a
in specie
AUD
ORD
181,056 181,056
BlackRock Fund Advisors
04-Sep-19
no
n/a
in specie
AUD
ORD
45,264 45,264
BlackRock Advisors(UK)Limited
05-Sep-19
yes
1.66
on mkt buy
AUD
ORD
1,782 1,782
BlackRock Fund Advisors
05-Sep-19
no
n/a
in specie
AUD
ORD
16,500 16,500
BlackRock Fund Advisors
05-Sep-19
no
n/a
in specie
AUD
ORD
9,900 9,900
BlackRock Fund Advisors
05-Sep-19
no
n/a
in specie
AUD
ORD
75,440 75,440
BlackRock Advisors (UK) Limited
05-Sep-19
no
n/a
collateral
transfer
AUD
ORD
899,983 899,983
BlackRock Investment Management (Australia)
Limited
06-Sep-19
yes
1.75
on mkt buy
AUD
ORD
45,828 45,828
BlackRock Advisors(UK)Limited
06-Sep-19
yes
1.75
on mkt buy
AUD
ORD
2,864 2,864
BlackRock Advisors(UK)Limited
06-Sep-19
yes
1.75
on mkt buy
AUD
ORD
440 440
BlackRock Asset Management Canada Limited
06-Sep-19
yes
1.75
on mkt buy
AUD
ORD
173,446 173,446
BlackRock Fund Advisors
06-Sep-19
no
n/a
in specie
AUD
ORD
13,200 13,200
BlackRock Asset Management Canada Limited
09-Sep-19
yes
1.80
on mkt buy
AUD
ORD
6,554 6,554
BlackRock Fund Advisors
09-Sep-19
no
n/a
in specie
AUD
ORD
45,264 45,264
BlackRock Investment Management (UK)
Limited
09-Sep-19
no
n/a
collateral
transfer
AUD
ORD
1 1
BlackRock Investment Management (Australia)
Limited
10-Sep-19
yes
1.81
on mkt buy
AUD
ORD
30,552 30,552
BlackRock Advisors(UK)Limited
10-Sep-19
yes
1.81
on mkt buy
AUD
ORD
7,870 7,870
BlackRock Advisors(UK)Limited
10-Sep-19
yes
1.81
on mkt buy
AUD
ORD
2,142 2,142
BlackRock Advisors(UK)Limited
10-Sep-19
yes
1.81
on mkt buy
AUD
ORD
4,284 4,284
BlackRock Fund Advisors
10-Sep-19
no
n/a
in specie
AUD
ORD
14,850 14,850
BlackRock Investment Management (Australia)
Limited
11-Sep-19
yes
1.85
on mkt buy
AUD
ORD
146,063 146,063
BlackRock Advisors(UK)Limited
11-Sep-19
yes
1.87
on mkt buy
AUD
ORD
2,856 2,856
BlackRock Fund Advisors
11-Sep-19
no
n/a
in specie
AUD
ORD
5,775 5,775
BlackRock Advisors (UK) Limited
11-Sep-19
no
n/a
collateral
transfer
AUD
ORD
86,800 86,800
BlackRock Advisors(UK)Limited
12-Sep-19
yes
1.85
on mkt buy
AUD
ORD
3,560 3,560
BlackRock Advisors(UK)Limited
12-Sep-19
yes
1.85
on mkt buy
AUD
ORD
2,364 2,364
BlackRock Advisors(UK)Limited
13-Sep-19
yes
1.86
on mkt buy
AUD
ORD
10,710 10,710
BlackRock Fund Advisors
13-Sep-19
no
n/a
in specie
AUD
ORD
5,775 5,775
BlackRock Fund Advisors
13-Sep-19
no
n/a
in specie
AUD
ORD
4,010 4,010
BlackRock Japan Co., Ltd.
13-Sep-19
no
n/a
collateral
transfer
AUD
ORD
4,742,000 4,742,000

page 6 of 8

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Fund Advisors
16-Sep-19
no
n/a
in specie
AUD
ORD
17,560 17,560
BlackRock Japan Co., Ltd.
16-Sep-19
no
n/a
collateral
transfer
AUD
ORD
60,166 60,166
BlackRock Advisors (UK) Limited
16-Sep-19
no
n/a
collateral
transfer
AUD
ORD
346,458 346,458
BlackRock Investment Management (UK)
Limited
16-Sep-19
no
n/a
collateral
transfer
AUD
ORD
3,638,576 3,638,576
BlackRock Advisors(UK)Limited
17-Sep-19
yes
1.84
on mkt buy
AUD
ORD
3,644 3,644
BlackRock Advisors(UK)Limited
17-Sep-19
yes
1.84
on mkt buy
AUD
ORD
3,644 3,644
BlackRock Advisors(UK)Limited
17-Sep-19
yes
1.84
on mkt buy
AUD
ORD
7,135 7,135
BlackRock Japan Co., Ltd.
17-Sep-19
no
n/a
collateral
transfer
AUD
ORD
438,824 438,824
BlackRock Investment Management (Australia)
Limited
18-Sep-19
yes
1.82
on mkt buy
AUD
ORD
121,933 121,933
BlackRock Investment Management (Australia)
Limited
18-Sep-19
yes
1.83
on mkt buy
AUD
ORD
726 726
BlackRock Advisors(UK)Limited
18-Sep-19
yes
1.83
on mkt buy
AUD
ORD
3,540 3,540
BlackRock Advisors(UK)Limited
18-Sep-19
yes
1.83
on mkt buy
AUD
ORD
2,368 2,368
BlackRock Advisors (UK) Limited
18-Sep-19
no
n/a
collateral
transfer
AUD
ORD
194,388 194,388
BlackRock Advisors(UK)Limited
19-Sep-19
yes
1.87
on mkt buy
AUD
ORD
2,848 2,848
BlackRock Advisors(UK)Limited
19-Sep-19
yes
1.87
on mkt buy
AUD
ORD
7,137 7,137
BlackRock Advisors(UK)Limited
19-Sep-19
yes
1.87
on mkt buy
AUD
ORD
40,340 40,340
BlackRock Japan Co., Ltd.
19-Sep-19
no
n/a
collateral
transfer
AUD
ORD
5,240,658 5,240,658
BlackRock Investment Management (UK)
Limited
19-Sep-19
no
n/a
collateral
transfer
AUD
ORD
278,960 278,960
BlackRock Investment Management (Australia)
Limited
20-Sep-19
yes
1.86
on mkt buy
AUD
ORD
26,733 26,733
BlackRock Advisors(UK)Limited
20-Sep-19
yes
1.86
on mkt buy
AUD
ORD
4,956 4,956
BlackRock Institutional Trust Company, National
Association
20-Sep-19
yes
1.86
on mkt buy
AUD
ORD
14,196 14,196
BlackRock Investment Management (UK)
Limited
20-Sep-19
yes
1.86
on mkt buy
AUD
ORD
197,043 197,043
BlackRock Advisors (UK) Limited
20-Sep-19
no
n/a
collateral
transfer
AUD
ORD
5,225,780 5,225,780
BlackRock Fund Advisors
23-Sep-19
no
n/a
in specie
AUD
ORD
985 985
BlackRock Fund Advisors
23-Sep-19
no
n/a
in specie
AUD
ORD
30,176 30,176
BlackRock Advisors(UK)Limited
24-Sep-19
yes
1.87
on mkt buy
AUD
ORD
5,696 5,696
BlackRock Fund Advisors
24-Sep-19
no
n/a
in specie
AUD
ORD
7,912 7,912
BlackRock Japan Co., Ltd.
24-Sep-19
no
n/a
collateral
transfer
AUD
ORD
5,365,934 5,365,934
BlackRock Investment Management (Australia)
Limited
25-Sep-19
yes
1.81
on mkt buy
AUD
ORD
98,856 98,856
BlackRock Investment Management (Australia)
Limited
25-Sep-19
yes
1.81
on mkt buy
AUD
ORD
34,371 34,371
BlackRock Investment Management (UK)
Limited
25-Sep-19
no
n/a
collateral
transfer
AUD
ORD
5,516,725 5,516,725
BlackRock Investment Management (UK)
Limited
26-Sep-19
yes
1.78
on mkt buy
AUD
ORD
68,996 68,996
BlackRock Japan Co., Ltd.
26-Sep-19
no
n/a
collateral
transfer
AUD
ORD
5,516,758 5,516,758
BlackRock Institutional Trust Company, National
Association
27-Sep-19
yes
1.80
on mkt buy
AUD
ORD
23,827 23,827
BlackRock Institutional Trust Company, National
Association
27-Sep-19
yes
1.80
on mkt buy
AUD
ORD
33,099 33,099
BlackRock Fund Advisors
27-Sep-19
yes
1.80
on mkt buy
AUD
ORD
63,058 63,058
BlackRock Advisors (UK) Limited
27-Sep-19
no
n/a
collateral
transfer
AUD
ORD
3,782,799 3,782,799
BlackRock Investment Management (UK)
Limited
27-Sep-19
no
n/a
collateral
transfer
AUD
ORD
2,111,959 2,111,959
BlackRock Fund Advisors
30-Sep-19
yes
1.82
on mkt buy
AUD
ORD
1,704,420 1,704,420
BlackRock Investment Management (Australia)
Limited
30-Sep-19
yes
1.83
on mkt buy
AUD
ORD
38,190 38,190
BlackRock Investment Management (UK)
Limited
30-Sep-19
yes
1.83
on mkt buy
AUD
ORD
20,400 20,400
BlackRock Advisors(UK)Limited
30-Sep-19
yes
1.83
on mkt buy
AUD
ORD
7,643 7,643
BLACKROCK FINANCIAL MANAGEMENT, INC.
30-Sep-19
yes
1.83
on mkt buy
AUD
ORD
13,580 13,580
BlackRock Japan Co., Ltd.
30-Sep-19
no
n/a
collateral
transfer
AUD
ORD
2 2
BlackRock Advisors(UK)Limited
01-Oct-19
yes
1.81
on mkt buy
AUD
ORD
182,137 182,137
BlackRock Investment Management (Australia)
Limited
01-Oct-19
yes
1.83
on mkt buy
AUD
ORD
3,819 3,819
BlackRock Advisors(UK)Limited
01-Oct-19
yes
1.83
on mkt buy
AUD
ORD
7,139 7,139

page 7 of 8

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors (UK) Limited
01-Oct-19
no
n/a
collateral
transfer
AUD
ORD
5,934,400 5,934,400

page 8 of 8

AMP

Annexure C

03-Oct-19

This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder

Maria Tricarico, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock (Singapore) Limited 20 Anson Road #18-01
079912 Singapore
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801, United States
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower,
3 Garden Road,Central,HongKong
BlackRock Capital Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801, United States
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801, United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver, CO 80202(Colorado, USA)
BlackRock International Limited Exchange Place One,
1 Semple Street,
Edinburgh, EH3 8BL,
United Kingdom (Scotland, United Kingdom)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria, Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801, United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku, Tokyo 100-8217(Japan)

page 1 of 1

AMP

Annexure D

This is Annexure D of 3 pages referred to in form 603 Notice of initial substantial shareholder

03-Oct-19
Maria Tricarico, Authorised Signatory Date
Type of agreement: Global Master Securities Lending Agreement, Overseas
Securities Lending Agreement or Master Securities Lending
Agreement.
Parties to agreement: The relevant counterparty as described in the lists of Securities
Lending Agreements entered into by BlackRock Advisors
Limited and BlackRock Institutional Trust Corporation, N.A.,
respectively, on the following page.
Transfer date: The date of the relevant transaction identified as a collateral
transfer referred to in Annexure B.
Holder of voting rights: The Borrower.
Are there any restrictions on voting rights?
If yes, detail
Yes. Collateral is held through a tripartite structure under which
the triparty collateral manager will not act in respect of voting
rights unless it receives instructions to do so from the Borrower.
Scheduled return date (if any): The date of the relevant transaction referred to in Annexure B.
Does the borrower have the right to return
early?
If yes, detail
Yes.
The Borrower is entitled to substitute existing collateral with
other equities at any time.
Does the lender have the right to recall early?
If yes, detail
Yes, at notice.
Will the securities be returned on settlement?
If yes, detail any exceptions
Yes.

A copy of the relevant agreement will be provided to AMP Limited or the Australian Securities and Investments Commission upon request.

AMP 1 | P a g e

Securities Lending Agreements

Agreements entered into between BlackRock Advisors Limited and each of the following counterparties:

  • (a) Bank of Nova Scotia, London Branch GMSLA, 25 August 2011

  • (b) Barclays Bank plc GMSLA, 9 April 2104

  • (c) Barclays Capital Securities Limited GMSLA, 2 December 2012

  • (d) BNP Paribas Arbitrage GMSLA, 30 May 2013

  • (e) BNP Paribas GMSLA, 8 May 2007

  • (f) Citigroup Global Markets Limited GMSLA, 18 January 2007

  • (g) Commerzbank AG OSLA, 17 July 2002

  • (h) Credit Suisse AG, Dublin Branch GMSLA, 28 September 2015

  • (i) Credit Suisse International GMSLA, 10 March 2014

  • (j) Credit Suisse Securities (Europe) Limited GMSLA, 26 August 2015

  • (k) Deutsche Bank AG, London Branch GMSLA, 25 August 2017

  • (l) Goldman Sachs International OSLA, 3 July 2001

  • (m) HSBC Bank plc GMSLA GMSLA, 27 October 2016

  • (n) ING Bank N.V. GMSLA, 12 November 2018 (not yet operationally active)

  • (o) J.P. Morgan Securities plc GMSLA, 12 July 2011 (p) Macquarie Bank Limited GMSLA, 18 August 2014

  • (q) Merrill Lynch International OSLA, 13 July 1999

  • (r) Morgan Stanley & Co International plc OSLA, 8 September 1999

  • (s) Natixis SA GMSLA, 29 January 2018

  • (t) Nomura International plc GMSLA, 2 November 2011

  • (u) Royal Bank of Canada Europe Limited GMSLA, 3 February 2017

  • (v) Royal Bank of Scotland plc (renamed to Natwest Markets Plc) GMSLA, 1 April 2011

  • (w) Santander UK Plc GMSLA, 25 January 2019 (not yet operationally active)

  • (x) Skandinaviska Enskilda Banken AB GMSLA, 4 February 2013

  • (y) Societe Generale GMSLA, 27 January 2012

  • (z) UBS AG GMSLA, 28 April 2016

  • (aa) UBS Europe SE GMSLA, 1 February 2019

  • (bb) BAL/Banco Santander, S.A. GMSLA, 30 April 2019

  • (cc) Canadian Imperial Bank of Commerce, London Branch GMSLA, 21 June 2019

Agreements entered into by BlackRock Institutional Trust Corporation, N.A. and each of the following counterparties:

  • (a) Bank of Nova Scotia GMSLA, December 6, 2016

  • (b) Barclays Bank plc GMSLA, April 24, 2017

  • (c) Barclays Capital Securities Limited GMSLA, March 15, 2017

  • (d) BNP Paribas Arbitrage GMSLA, June 5, 2017

  • (e) Citigroup Global Markets Limited GMSLA, June 3, 2015

  • (f) Credit Suisse AG, Dublin Branch GMSLA, October 14, 2015

  • (g) Credit Suisse Securities (Europe) Limited GMSLA, October 2, 2015

  • (h) Deutsche Bank AG, London Branch GMSLA, June 7, 2017

  • (i) Goldman Sachs International OSLA April 1, 2004

  • (j) HSBC Bank plc GMSLA, February 12, 2013

  • (k) J.P. Morgan Securities plc GMSLA, October 4, 2016

  • (l) Macquarie Bank Limited GMSLA, October 3, 2016

  • (m) Merrill Lynch International GMSLA, February 19, 2014

  • (n) Morgan Stanley & Co International plc OSLA, February 7, 2007

  • (o) Nomura International plc GMSLA 03 August 2018 – not yet operational

  • (p) Societe Generale GMSLA, September 28, 2016

  • (q) UBS AG GMSLA, May 26, 2016

  • (r) UBS Europe SE GMSLA, 1 February 2019

  • (s) The Hongkong and Shanghai Banking Corporation Limited GMSLA, 22 February 2019

  • (t) RBC Europe Limited GMSLA, 4 February 2019

  • (u) ING BANK N.V. GMSLA, 27 February, 2019

AMP 2 | P a g e

These counterparties do not pledge Australian equities:

  • (a) Lloyds Bank plc

  • (b) Merrill Lynch, Pierce, Fenner Smith Incorporated

  • (c) Unicredit

These counterparties do not have any business with us anymore although may have done previously: (a) Morgan Stanley Securities Limited (No Business) OSLA 15 March 1999 Royal Bank of Scotland N.V. GMSLA, 12 October 2011 – No Business, superseded by Royal Bank of Scotland PLC

AMP 3 | P a g e